Versum Materials, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-03: Reporting owner Langan John G; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-03: Reporting owner Loughlin Patrick F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-03: Reporting owner Bitto George G; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-03: Reporting owner White John Jeffrey; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-03 | Langan John G Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,091 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-03 | Loughlin Patrick F Officer (SVP, Ops and Supply Chain) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,066 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-03 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,413 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-03 | White John Jeffrey Officer (VP, Delivery Sys and Services) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −703 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-03 | Handelman Jeffrey S Officer (VP, Process Materials) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,199 0 owned after | $0.00 | 2016-12-06 | |
| 2016-12-03 | Shober Edward C Officer (VP, Advanced Materials) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,193 0 owned after | $0.00 | 2016-12-06 | |
| 2016-11-29 | Loughlin Patrick F Officer (See Remarks) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,100 4,100 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | Shober Edward C Officer (See Remarks) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,100 4,100 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | Handelman Jeffrey S Officer (See Remarks) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,100 4,100 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | NOVO GUILLERMO Director, Officer (President and CEO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,981 31,981 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | Valente Michael W Officer (SVP Law/Human Res., GC, Secy) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,650 7,650 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | Feather-Bowman Jessica D Officer (See Remarks) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,640 1,640 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | White John Jeffrey Officer (See Remarks) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,100 4,100 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | Langan John G Officer (Chief Technology Officer) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,100 4,100 owned after | $0.00 | 2016-12-01 | |
| 2016-11-29 | Bitto George G Officer (SVP and CFO) | 4 | Market Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,433 10,433 owned after | $0.00 | 2016-12-01 | |
| 2016-10-03 | Feather-Bowman Jessica D Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,433 1,433 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Shober Edward C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,193 1,193 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Shober Edward C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,262 1,262 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Shober Edward C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +954 954 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Shober Edward C Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,433 1,433 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Langan John G Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,091 1,091 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Langan John G Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +891 891 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Langan John G Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +862 862 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Langan John G Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,433 1,433 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Valente Michael W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +965 965 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Valente Michael W Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,632 2,632 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Loughlin Patrick F Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,066 3,066 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Loughlin Patrick F Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,324 2,324 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Loughlin Patrick F Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,747 1,747 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Loughlin Patrick F Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,632 2,632 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,413 4,413 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,271 14,271 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,852 4,852 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,026 3,026 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Bitto George G Officer (SVP and CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,006 5,006 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | White John Jeffrey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +703 703 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | White John Jeffrey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +571 571 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | White John Jeffrey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +514 514 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | White John Jeffrey Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,105 1,105 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Handelman Jeffrey S Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,199 1,199 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Handelman Jeffrey S Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,262 1,262 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Handelman Jeffrey S Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +954 954 owned after | $0.00 | 2016-10-05 | |
| 2016-10-03 | Handelman Jeffrey S Officer (See Remarks) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,502 1,502 owned after | $0.00 | 2016-10-05 |