VERITEQ Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-06-19: Reporting owner SIEGEL NED L; Form 3; Security Warrant; Transaction Holding.
- 2013-06-01: Reporting owner EDELSTEIN BARRY M; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-01: Reporting owner GEISSLER RANDOLPH K; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-04-10: Reporting owner GEISSLER RANDOLPH K; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-06-19 holding as of filing | SIEGEL NED L Director | 3 | Warrant Derivative · Direct | Holding | $0.35 exercise price | 2014-06-19 | ||
| 2013-06-01 | EDELSTEIN BARRY M Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,312 14,312 owned after | $1.57 exercise price | 2013-07-10 | |
| 2013-06-01 | GEISSLER RANDOLPH K Officer (President), 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,878 19,878 owned after | $1.57 exercise price | 2013-07-10 | |
| 2013-04-10 | GEISSLER RANDOLPH K Officer (President), 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,708 47,708 owned after | $1.31 exercise price | 2013-07-10 | |
| 2012-10-12 | EDELSTEIN BARRY M Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,312 14,312 owned after | $1.57 exercise price | 2013-07-10 | |
| 2012-10-12 | GEISSLER RANDOLPH K Officer (President), 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,878 19,878 owned after | $1.57 exercise price | 2013-07-10 |