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VERITEQ Forms 3, 4 and 5: Warrants

VERITEQ Forms 3, 4 and 5: Warrants

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-06-19: Reporting owner SIEGEL NED L; Form 3; Security Warrant; Transaction Holding.
  • 2013-06-01: Reporting owner EDELSTEIN BARRY M; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2013-06-01: Reporting owner GEISSLER RANDOLPH K; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2013-04-10: Reporting owner GEISSLER RANDOLPH K; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-06-19
holding as of filing
SIEGEL NED L
Director
3Warrant
Derivative · Direct
Holding$0.35
exercise price
2014-06-19
2013-06-01EDELSTEIN BARRY M
Director
4Warrant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,312
14,312 owned after
$1.57
exercise price
2013-07-10
2013-06-01GEISSLER RANDOLPH K
Officer (President), 10% Owner
4Warrant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,878
19,878 owned after
$1.57
exercise price
2013-07-10
2013-04-10GEISSLER RANDOLPH K
Officer (President), 10% Owner
4Warrant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+47,708
47,708 owned after
$1.31
exercise price
2013-07-10
2012-10-12EDELSTEIN BARRY M
Director
4Warrant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,312
14,312 owned after
$1.57
exercise price
2013-07-10
2012-10-12GEISSLER RANDOLPH K
Officer (President), 10% Owner
4Warrant
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+19,878
19,878 owned after
$1.57
exercise price
2013-07-10