VERITEQ Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-22: Reporting owner KRAWITZ MICHAEL E; Form 4; Security Right to Acquire Common Stock; Transaction C Conversion of derivative security.
- 2013-09-30: Reporting owner KRAWITZ MICHAEL E; Form 4; Security Right to Acquire Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-09-30: Reporting owner EDELSTEIN BARRY M; Form 4; Security Right to Acquire Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2013-09-30: Reporting owner EDELSTEIN BARRY M; Form 4; Security Right to Acquire Common Stock; Transaction G Bona fide gift.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-22 | KRAWITZ MICHAEL E Director | 4 | Right to Acquire Common Stock Derivative · Direct | C Conversion of derivative security | −158,611 0 owned after | $0.00 | 2013-10-23 | |
| 2013-09-30 | KRAWITZ MICHAEL E Director | 4 | Right to Acquire Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +158,611 158,611 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | EDELSTEIN BARRY M Director | 4 | Right to Acquire Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +60,833 60,833 owned after | no price filed | 2013-10-02 | |
| 2013-09-30 | EDELSTEIN BARRY M Director | 4 | Right to Acquire Common Stock Derivative · Direct | G Bona fide gift | −60,833 0 owned after | $0.00 | 2013-10-02 |