Venus Concept Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2024-03-07: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2024-02-27; Total offering amount $1,095,783.
- 2023-05-24: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Sale of shares of Senior Convertible Preferred Stock, which is convertible into shares of Common Stock on a 1 for 2.6667 basis at the option of the holder or at the option of the Issuer within 30 days following specified events.; Date of first sale 2023-05-15; Total offering amount $9,000,000.
- 2022-11-30: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Common Stock and Voting Convertible Preferred Stock, convertible into shares of Common Stock on a 1:10 basis at the option of holder or at the option of the Issuer within 30 days following specified events, and underlying Common Stock; Date of first sale 2022-11-18; Total offering amount $6,720,000.
- 2021-12-30: Federal exemption Rule 506(b); Types of securities offered Equity; Preferred Shares at US$1.25 per share; Date of first sale 2021-12-15; Total offering amount $4,738,444.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2024-03-07 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2024-02-27 | $1,095,783 | $1,095,783 | $0 | 2 |
| 2023-05-24 | Rule 506(b) | Equity; OptionToAcquire; Sale of shares of Senior Convertible Preferred Stock, which is convertible into shares of Common Stock on a 1 for 2.6667 basis at the option of the holder or at the option of the Issuer within 30 days following specified events. | 2023-05-15 | $9,000,000 | $2,000,000 | $7,000,000 | 2 |
| 2022-11-30 | Rule 506(b) | Equity; OptionToAcquire; Common Stock and Voting Convertible Preferred Stock, convertible into shares of Common Stock on a 1:10 basis at the option of holder or at the option of the Issuer within 30 days following specified events, and underlying Common Stock | 2022-11-18 | $6,720,000 | $6,720,000 | $0 | 11 |
| 2021-12-30 | Rule 506(b) | Equity; Preferred Shares at US$1.25 per share | 2021-12-15 | $4,738,444 | $4,738,444 | $0 | 1 |
| 2021-12-30 | Rule 506(b) | Equity; Common Shares at US$1.25 per share | 2021-12-15 | $12,260,523 | $12,260,523 | $0 | 9 |
| 2019-11-19 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2019-11-07 | $50,516,865 | $50,516,865 | $0 | 28 |
| 2017-08-21 | Rule 506(b) | Equity; OptionToAcquire | 2016-08-31 | $26,026,000 | $23,884,821 | $2,141,179 | 152 |