Victory Capital Holdings, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-03-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Interests in incentive compensation plans and arrangements.; Date of first sale 2013-02-19; Total offering amount Indefinite.
- 2016-08-12: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-07-29; Total offering amount Indefinite.
- 2016-03-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Interests in incentive compensation plans and arrangements.; Date of first sale 2013-02-19; Total offering amount Indefinite.
- 2015-03-02: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-02-19; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-03-10 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Interests in incentive compensation plans and arrangements. | 2013-02-19 | Indefinite | $126,055,023 | Indefinite | 158 |
| 2016-08-12 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-07-29 | Indefinite | $93,355,130 | Indefinite | 122 |
| 2016-03-02 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired; Interests in incentive compensation plans and arrangements. | 2013-02-19 | Indefinite | $79,239,623 | Indefinite | 106 |
| 2015-03-02 D/A | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-02-19 | Indefinite | $77,633,760 | Indefinite | 100 |
| 2013-08-01 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-02-19 | $58,718,421 | $23,547,114 | $35,171,307 | 68 |
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