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Victory Capital Holdings, Inc. (VCTR) Forms 3, 4 and 5: Stock Options

Victory Capital Holdings, Inc. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 87 rows, 87 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2023-01-20: Reporting owner Cliff Kelly Stevenson; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2022-08-30: Reporting owner Gupta Nina; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2022-08-30: Reporting owner Gupta Nina; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2022-08-30: Reporting owner Gupta Nina; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.

VCTR insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$57.71$67.87$79.82$93.87$110.39$129.822025-11-062026-11-06$21.56$31.69$46.60$68.51$100.72$148.092021-11-082026-11-06$7.13$13.15$24.27$44.78$82.64$152.512018-02-082026-11-06$7.13$13.15$24.27$44.78$82.64$152.512018-02-082026-11-06$7.13$13.15$24.27$44.78$82.64$152.512018-02-082026-11-062018-04-30: 22 award or grants at $11.06 close — Gupta Nina, Cliff Kelly Stevenson, Brown David Craig and 2 more2019-03-01: 1 disposition to the issuer at $12.96 close — Sullivan Terence Francis2019-08-31: 7 award or grants at $15.97 close — Gupta Nina, Policarpo Michael Dennis, Brown David Craig and 1 more2019-09-22: 7 award or grants at $17.00 close — Gupta Nina, Policarpo Michael Dennis, Brown David Craig and 1 more2022-06-30: 4 option exercises at $24.10 close — Cliff Kelly Stevenson2022-08-01: 6 option exercises at $28.02 close — Brown David Craig2022-08-24: 6 option exercises at $28.23 close — Policarpo Michael Dennis2022-08-30: 4 option exercises at $27.15 close — Gupta Nina2023-01-20: 1 option exercise at $29.51 close — Cliff Kelly Stevenson

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2023-01-20Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−39,968
59,952 owned after
$13.52
exercise price
$29.512023-01-24
2022-08-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−72,997
0 owned after
$8.09
exercise price
$27.152022-08-31
2022-08-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,503
0 owned after
$13.52
exercise price
$27.152022-08-31
2022-08-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,803
0 owned after
$13.52
exercise price
$27.152022-08-31
2022-08-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,519
0 owned after
$14.27
exercise price
$27.152022-08-31
2022-08-24Policarpo Michael Dennis
Officer (President, CFO & CAO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−179,719
0 owned after
$2.45
exercise price
$28.232022-08-25
2022-08-24Policarpo Michael Dennis
Officer (President, CFO & CAO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−36,790
0 owned after
$2.45
exercise price
$28.232022-08-25
2022-08-24Policarpo Michael Dennis
Officer (President, CFO & CAO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−31,284
0 owned after
$4.73
exercise price
$28.232022-08-25
2022-08-24Policarpo Michael Dennis
Officer (President, CFO & CAO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−46,374
0 owned after
$7.52
exercise price
$28.232022-08-25
2022-08-24Policarpo Michael Dennis
Officer (President, CFO & CAO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−154,582
0 owned after
$7.52
exercise price
$28.232022-08-25
2022-08-24Policarpo Michael Dennis
Officer (President, CFO & CAO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−66,613
0 owned after
$13.52
exercise price
$28.232022-08-25
2022-08-01Brown David Craig
Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−385,112
0 owned after
$2.45
exercise price
$28.022022-08-03
2022-08-01Brown David Craig
Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−87,597
0 owned after
$2.45
exercise price
$28.022022-08-03
2022-08-01Brown David Craig
Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,670
0 owned after
$4.73
exercise price
$28.022022-08-03
2022-08-01Brown David Craig
Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−61,833
0 owned after
$7.52
exercise price
$28.022022-08-03
2022-08-01Brown David Craig
Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−257,638
0 owned after
$7.52
exercise price
$28.022022-08-03
2022-08-01Brown David Craig
Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,503
0 owned after
$13.52
exercise price
$28.022022-08-03
2022-06-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−75,083
0 owned after
$4.73
exercise price
$24.102022-07-05
2022-06-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,027
0 owned after
$5.81
exercise price
$24.102022-07-05
2022-06-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,034
0 owned after
$7.52
exercise price
$24.102022-07-05
2022-06-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−82,442
123,668 owned after
$7.52
exercise price
$24.102022-07-05
2019-09-22Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,555
72,997 owned after
$8.09
exercise price
$17.002020-01-13
2019-09-22Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+647
18,503 owned after
$13.52
exercise price
$17.002020-01-13
2019-09-22Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+517
14,803 owned after
$13.52
exercise price
$17.002020-01-13
2019-09-22Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,335
17,519 owned after
$14.27
exercise price
$17.002020-01-13
2019-09-22Policarpo Michael Dennis
Officer (President, CFO and CAO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,331
66,613 owned after
$13.52
exercise price
$17.002020-01-13
2019-09-22Brown David Craig
Director, Officer (Chairman & CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+647
18,503 owned after
$13.52
exercise price
$17.002020-01-13
2019-09-22Cliff Kelly Stevenson
Officer (Pres Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,498
99,920 owned after
$13.52
exercise price
$17.002020-01-13
2019-08-31Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,284
70,442 owned after
$8.09
exercise price
$15.972020-01-13
2019-08-31Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+832
17,856 owned after
$13.52
exercise price
$15.972020-01-13
2019-08-31Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+666
14,286 owned after
$13.52
exercise price
$15.972020-01-13
2019-08-31Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,336
15,184 owned after
$14.27
exercise price
$15.972020-01-13
2019-08-31Policarpo Michael Dennis
Officer (President, CFO and CAO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,998
64,282 owned after
$13.52
exercise price
$15.972020-01-13
2019-08-31Brown David Craig
Director, Officer (Chairman & CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+832
17,856 owned after
$13.52
exercise price
$15.972020-01-13
2019-08-31Cliff Kelly Stevenson
Officer (Pres Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,496
96,442 owned after
$13.52
exercise price
$15.972020-01-13
2019-03-01Sullivan Terence Francis
Officer (CFO and Head of Strategy)
4Stock Option (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,110
0 owned after
$0.00$12.962019-04-30
2018-05-02
holding as of filing
Gupta Nina
Officer (Chief Legal Officer)
3/AStock option (right to buy)
Derivative · Direct
Holding$8.09
exercise price
2018-05-02
2018-05-02
holding as of filing
Gupta Nina
Officer (Chief Legal Officer)
3/AStock option (right to buy)
Derivative · Direct
Holding$13.52
exercise price
2018-05-02
2018-05-02
holding as of filing
Gupta Nina
Officer (Chief Legal Officer)
3/AStock option (right to buy)
Derivative · Direct
Holding$13.52
exercise price
2018-05-02
2018-05-02
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3/AStock option (right to buy)
Derivative · Direct
Holding$4.73
exercise price
2018-05-02
2018-05-02
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3/AStock option (right to buy)
Derivative · Direct
Holding$5.81
exercise price
2018-05-02
2018-05-02
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3/AStock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-05-02
2018-05-02
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3/AStock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-05-02
2018-04-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,284
67,158 owned after
$8.09
exercise price
$11.062018-05-02
2018-04-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+832
17,024 owned after
$13.52
exercise price
$11.062018-05-02
2018-04-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+666
13,620 owned after
$13.52
exercise price
$11.062018-05-02
2018-04-30Gupta Nina
Officer (Chief Legal Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,336
12,848 owned after
$14.27
exercise price
$11.062018-05-02
2018-04-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,380
75,083 owned after
$4.73
exercise price
$11.062018-05-02
2018-04-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,126
25,027 owned after
$5.81
exercise price
$11.062018-05-02
2018-04-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+813
18,034 owned after
$7.52
exercise price
$11.062018-05-02
2018-04-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,273
206,110 owned after
$7.52
exercise price
$11.062018-05-02
2018-04-30Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,496
91,926 owned after
$13.52
exercise price
$11.062018-05-02
2018-04-30Brown David Craig
Director, Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+17,330
385,112 owned after
$2.45
exercise price
$11.062018-05-02
2018-04-30Brown David Craig
Director, Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,942
87,597 owned after
$2.45
exercise price
$11.062018-05-02
2018-04-30Brown David Craig
Director, Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,830
40,670 owned after
$4.73
exercise price
$11.062018-05-02
2018-04-30Brown David Craig
Director, Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,782
61,833 owned after
$7.52
exercise price
$11.062018-05-02
2018-04-30Brown David Craig
Director, Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+11,593
257,638 owned after
$7.52
exercise price
$11.062018-05-02
2018-04-30Brown David Craig
Director, Officer (Chairman and CEO)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+832
17,024 owned after
$13.52
exercise price
$11.062018-05-02
2018-04-30Policarpo Michael Dennis
Officer (Chief Operating Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,087
179,719 owned after
$2.45
exercise price
$11.062018-05-02
2018-04-30Policarpo Michael Dennis
Officer (Chief Operating Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,655
36,790 owned after
$2.45
exercise price
$11.062018-05-02
2018-04-30Policarpo Michael Dennis
Officer (Chief Operating Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,407
31,284 owned after
$4.73
exercise price
$11.062018-05-02
2018-04-30Policarpo Michael Dennis
Officer (Chief Operating Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,087
46,374 owned after
$7.52
exercise price
$11.062018-05-02
2018-04-30Policarpo Michael Dennis
Officer (Chief Operating Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,957
154,582 owned after
$7.52
exercise price
$11.062018-05-02
2018-04-30Policarpo Michael Dennis
Officer (Chief Operating Officer)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,998
61,284 owned after
$13.52
exercise price
$11.062018-05-02
2018-04-30Sullivan Terence Francis
Officer (CFO and Head of Strategy)
4Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,672
25,696 owned after
$14.27
exercise price
$11.062018-05-02
2018-02-07
holding as of filing
Sullivan Terence Francis
Officer (CFO and Head of Strategy)
3Stock option (right to buy)
Derivative · Direct
Holding$14.27
exercise price
2018-02-07
2018-02-07
holding as of filing
Gupta Nina
Officer (Chief Legal Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$8.09
exercise price
2018-02-07
2018-02-07
holding as of filing
Gupta Nina
Officer (Chief Legal Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$13.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Gupta Nina
Officer (Chief Legal Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$13.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Gupta Nina
Officer (Chief Legal Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$14.27
exercise price
2018-02-07
2018-02-07
holding as of filing
Policarpo Michael Dennis
Officer (Chief Operating Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$2.45
exercise price
2018-02-07
2018-02-07
holding as of filing
Policarpo Michael Dennis
Officer (Chief Operating Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$2.45
exercise price
2018-02-07
2018-02-07
holding as of filing
Policarpo Michael Dennis
Officer (Chief Operating Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$4.73
exercise price
2018-02-07
2018-02-07
holding as of filing
Policarpo Michael Dennis
Officer (Chief Operating Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Policarpo Michael Dennis
Officer (Chief Operating Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Policarpo Michael Dennis
Officer (Chief Operating Officer)
3Stock option (right to buy)
Derivative · Direct
Holding$13.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Brown David Craig
Director, Officer (CEO and Chairman)
3Stock option (right to buy)
Derivative · Direct
Holding$2.45
exercise price
2018-02-07
2018-02-07
holding as of filing
Brown David Craig
Director, Officer (CEO and Chairman)
3Stock option (right to buy)
Derivative · Direct
Holding$2.45
exercise price
2018-02-07
2018-02-07
holding as of filing
Brown David Craig
Director, Officer (CEO and Chairman)
3Stock option (right to buy)
Derivative · Direct
Holding$4.73
exercise price
2018-02-07
2018-02-07
holding as of filing
Brown David Craig
Director, Officer (CEO and Chairman)
3Stock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Brown David Craig
Director, Officer (CEO and Chairman)
3Stock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Brown David Craig
Director, Officer (CEO and Chairman)
3Stock option (right to buy)
Derivative · Direct
Holding$13.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3Stock option (right to buy)
Derivative · Direct
Holding$2.45
exercise price
2018-02-07
2018-02-07
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3Stock option (right to buy)
Derivative · Direct
Holding$4.73
exercise price
2018-02-07
2018-02-07
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3Stock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3Stock option (right to buy)
Derivative · Direct
Holding$7.52
exercise price
2018-02-07
2018-02-07
holding as of filing
Cliff Kelly Stevenson
Officer (Pres., Investment Franchises)
3Stock option (right to buy)
Derivative · Direct
Holding$13.52
exercise price
2018-02-07

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