Vapotherm, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-10-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-27; Total offering amount $9,999,999.
- 2017-05-25: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-05-11; Total offering amount $34,999,993.
- 2015-12-01: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-10-30; Total offering amount $30,000,000.
- 2015-07-13: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-03-13; Total offering amount $20,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-10-11 | Rule 506(b) | Equity | 2018-09-27 | $9,999,999 | $9,999,999 | $0 | 7 |
| 2017-05-25 | Rule 506(b) | Equity | 2017-05-11 | $34,999,993 | $19,999,992 | $15,000,001 | 15 |
| 2015-12-01 | Rule 506(b) | Equity | 2015-10-30 | $30,000,000 | $15,000,000 | $15,000,000 | 20 |
| 2015-07-13 | Rule 506(b) | Equity | 2015-03-13 | $20,000,000 | $20,000,000 | $0 | 19 |
| 2014-04-04 | Rule 506(b) | Equity | 2014-02-12 | $24,000,000 | $24,000,000 | $0 | 17 |
| 2013-03-27 | Rule 506 | Equity | 2013-03-14 | Indefinite | $26,400,000 | Indefinite | 10 |