VALIDUS HOLDINGS LTD Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows, 66 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-02: Reporting owner Greenberg Jeffrey W.; Form 4; Security Warrants (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-02: Reporting owner Greenberg Jeffrey W.; Form 4; Security Warrants (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-02: Reporting owner Greenberg Jeffrey W.; Form 4; Security Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2015-12-02: Reporting owner Greenberg Jeffrey W.; Form 4; Security Warrants (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-02 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,498,817 0 owned after | $17.50 exercise price | 2015-12-04 | |
| 2015-12-02 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,777 0 owned after | $22.00 exercise price | 2015-12-04 | |
| 2015-12-02 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −116,503 0 owned after | $17.50 exercise price | 2015-12-04 | |
| 2015-12-02 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −64,991 0 owned after | $17.50 exercise price | 2015-12-04 | |
| 2015-12-02 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,018 0 owned after | $17.50 exercise price | 2015-12-04 | |
| 2015-12-02 | Watson Christopher E Director | 4 | Warrants (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,026 0 owned after | $17.50 exercise price | 2015-12-04 | |
| 2015-11-24 | Grayson Matthew J. Director | 4 | Warrants (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −282,699 0 owned after | $17.50 exercise price | 2015-11-27 | |
| 2015-11-24 | Grayson Matthew J. Director | 4 | Warrants (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,452 0 owned after | $22.00 exercise price | 2015-11-27 | |
| 2015-11-24 | Noonan Edward J. Director, Officer (Chairman and CEO) | 4 | Warrants (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,184 0 owned after | $17.50 exercise price | 2015-11-27 | |
| 2015-11-24 | Noonan Edward J. Director, Officer (Chairman and CEO) | 4 | Warrants (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −855 0 owned after | $22.00 exercise price | 2015-11-27 | |
| 2013-03-04 | Singh Alok | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −716,031 0 owned after | $18.92 | 2013-03-06 | |
| 2013-03-04 | Singh Alok | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −55,392 0 owned after | $18.92 | 2013-03-06 | |
| 2013-03-04 | Singh Alok | 4 | Common Stock Warrants (right to buy) Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −12,632 0 owned after | $18.92 | 2013-03-06 | |
| 2011-12-22 | Levy Sander M. Director | 4 | Warrants to purchase common stock Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −954,442 0 owned after | $13.00 | 2011-12-23 | |
| 2011-12-22 | Levy Sander M. Director | 4 | Warrants to purchase common stock Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −10,236 0 owned after | $13.00 | 2011-12-23 | |
| 2011-12-22 | Levy Sander M. Director | 4 | Warrants to purchase common stock Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −8,131 0 owned after | $13.00 | 2011-12-23 | |
| 2011-05-11 | Hendrickson John J. Director | 4 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −70,461 0 owned after | $17.50 | 2011-05-13 | |
| 2011-05-11 | Hendrickson John J. Director | 4 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,137 0 owned after | $22.00 | 2011-05-13 | |
| 2011-02-08 holding as of filing | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | 64,991 owned after | $17.50 exercise price | 2011-02-08 | |
| 2011-02-08 holding as of filing | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | 116,503 owned after | $17.50 exercise price | 2011-02-08 | |
| 2011-02-08 holding as of filing | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Direct · (m) | Holding | 10,018 owned after | $17.50 exercise price | 2011-02-08 | |
| 2011-02-04 | Grayson Matthew J. Director | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,452 12,445 owned after | $22.00 exercise price | 2011-10-14 | |
| 2011-02-04 | Grayson Matthew J. Director | 4/A | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +278,707 278,707 owned after | $17.50 exercise price | 2011-10-14 | |
| 2011-02-04 | Grayson Matthew J. Director | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,452 12,445 owned after | $17.50 exercise price | 2011-02-09 | |
| 2011-02-04 | Grayson Matthew J. Director | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +278,707 278,707 owned after | $22.00 exercise price | 2011-02-09 | |
| 2011-02-04 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −8,452 75,777 owned after | $22.00 exercise price | 2011-02-08 | |
| 2011-02-04 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −278,707 2,498,817 owned after | $17.50 exercise price | 2011-02-08 | |
| 2010-06-08 holding as of filing | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | 64,991 owned after | $17.50 exercise price | 2010-06-08 | |
| 2010-06-08 holding as of filing | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | 116,503 owned after | $17.50 exercise price | 2010-06-08 | |
| 2010-06-08 holding as of filing | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Direct · (m) | Holding | 10,018 owned after | $17.50 exercise price | 2010-06-08 | |
| 2010-06-04 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −4,433 84,229 owned after | $22.00 exercise price | 2010-06-08 | |
| 2010-06-04 | Greenberg Jeffrey W. Director | 4 | Warrants (right to buy) Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −146,185 2,777,523 owned after | $17.50 exercise price | 2010-06-08 | |
| 2009-01-09 holding as of filing | BANK OF AMERICA CORP /DE/ Director | 3 | Warrants to acquire common shares Derivative · Indirect · See footnotes. | Holding | $17.50 exercise price | 2009-01-09 | ||
| 2008-12-02 holding as of filing | Rajpal Sumit Director | 3 | Warrants to purchase Common Shares Derivative · Indirect · See footnotes | Holding | $17.50 exercise price | 2008-12-02 | ||
| 2008-12-02 holding as of filing | KATZ STUART A Director | 4 | Warrants to purchase Common Shares Derivative · Indirect · See footnotes | Holding | 1,604,410 owned after | $17.50 exercise price | 2008-12-02 | |
| 2008-04-17 holding as of filing | Greenberg Jeffrey W. | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS LLC | AQUILINE HOLDINGS GP INC. | AQUILINE HOLDINGS LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Direct · (m) | Holding | 10,019 owned after | $17.50 exercise price | 2008-04-17 | |
| 2008-04-17 holding as of filing | Greenberg Jeffrey W. | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS LLC | AQUILINE HOLDINGS GP INC. | AQUILINE HOLDINGS LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | 2,923,709 owned after | $17.50 exercise price | 2008-04-17 | |
| 2008-03-28 | Greenberg Jeffrey W. | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS LLC | AQUILINE HOLDINGS GP INC. | AQUILINE HOLDINGS LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +64,991 64,991 owned after | $6.14 | 2008-04-17 | |
| 2008-03-28 | Greenberg Jeffrey W. | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS LLC | AQUILINE HOLDINGS GP INC. | AQUILINE HOLDINGS LP Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Notes | P Open market or private purchase of non-derivative or derivative security | +116,503 116,503 owned after | $6.14 | 2008-04-17 | |
| 2007-08-21 holding as of filing | KATZ STUART A Director | 4 | Warrants to purchase Common Shares Derivative · Indirect · See footnotes | Holding | 1,604,410 owned after | $17.50 exercise price | 2007-08-21 | |
| 2007-08-21 holding as of filing | GS PEP 2000 Advisors, L.L.C. | GS PEP 2000 Offshore Holdings Advisors, Inc. | GS PEP 2000 Direct Investment Advisors, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrants to purchase Common Shares Derivative · Indirect · See footnotes | Holding | 1,604,410 owned after | $17.50 exercise price | 2007-08-21 | |
| 2007-08-21 holding as of filing | GS Private Equity Partners 2000 - Direct Investment Fund L.P. | GS PEP 1999 Advisors, L.L.C. | GS Private Equity Partners 2000, L.P. | GS Advisors V AIV, LTD. | GS Private Equity Partners 2000 Offshore Holdings, L.P. | GOLDMAN SACHS MANAGEMENT GP GMBH | GS Capital Partners V Employee Funds GP, L.L.C. | GS PEP 1999 Direct Investment Advisors, L.L.C. | GS ADVISORS V LLC | GS PEP 1999 Offshore Advisors, Inc. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants to purchase Common Shares Derivative · Indirect · See footnotes | Holding | 1,604,410 owned after | $17.50 exercise price | 2007-08-21 | |
| 2007-08-21 holding as of filing | GSCP V Institutional AIV, L.P. | GS Capital Partners V Employee Fund, L.P. | GOLDMAN SACHS & CO | GS CAPITAL PARTNERS V OFFSHORE FUND LP | GOLDMAN SACHS GROUP INC/ | GS Private Equity Partners 1999 Offshore, L.P. | GS Private Equity Partners 1999 - Direct Investment Fund, L.P. | GS Private Equity Partners 1999, L.P. | GSCP V AIV, L.P. | GS CAPITAL PARTNERS V GmbH & CO KG 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants to purchase Common Shares Derivative · Indirect · See footnotes | Holding | 1,604,410 owned after | $17.50 exercise price | 2007-08-21 | |
| 2007-07-25 | AQUILINE HOLDINGS GP INC. | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS LP | AQUILINE HOLDINGS LLC | Greenberg Jeffrey W. 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4/A | Warrants (right to buy) Derivative · Indirect · See Notes | J Other acquisition or disposition (describe transaction) | +88,662 88,662 owned after | $22.00 exercise price | 2008-04-17 | |
| 2007-07-25 | Reeth George P. Director, Officer (President and Deputy Chairman) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −214 7,260 owned after | $22.00 exercise price | 2007-07-27 | |
| 2007-07-25 | Greenberg Jeffrey W. | AQUILINE HOLDINGS LLC | AQUILINE HOLDINGS LP | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS GP INC. Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (right to buy) Derivative · Indirect · See Notes | J Other acquisition or disposition (describe transaction) | +88,604 88,604 owned after | $22.00 exercise price | 2007-07-27 | |
| 2007-07-25 | Noonan Edward J. Director, Officer (Chairman and CEO) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +855 855 owned after | $22.00 exercise price | 2007-07-27 | |
| 2007-07-25 | Hendrickson John J. Director | 4 | Warrants Derivative · Indirect · see footnote | J Other acquisition or disposition (describe transaction) | +2,137 75,598 owned after | $22.00 exercise price | 2007-07-27 | |
| 2007-07-25 holding as of filing | New Mountain Capital, L.L.C. | New Mountain Investments II (Cayman), L.P. | New Mountain Affiliated Investors II (Cayman), L.P. | Allegheny New Mountain Partners (Cayman), L.P. | NMI II (Cayman) GP, Ltd. | KLINSKY STEVEN B | New Mountain Partners II (Cayman), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrants to acquire common shares Derivative · Indirect · See Notes | Holding | $17.50 exercise price | 2007-07-25 | ||
| 2007-07-24 holding as of filing | Noonan Edward J. Director, Officer (Chief Executive Officer) | 3 | Warrants to acquire common shares Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Reeth George P. Director, Officer (President) | 3 | Warrants to acquire common shares Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 10% Owner | 3 | Warrants to acquire common shares Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Merrill Lynch GP, Inc. | MERRILL LYNCH & CO INC | ML Global Private Equity Partners, L.P. | Merrill Lynch Ventures LP 2001 | Merrill Lynch Group, Inc. | MLGPE Ltd. | GMI Investments, Inc. | MERRILL LYNCH VENTURES LLC | ML Global Private Equity Fund, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Warrants to acquire common shares Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Watson Christopher E Director | 3 | Warrants right to buy Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Singh Alok Director | 3 | Warrants to acquire common shares Derivative · Indirect · See Note | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | AQUILINE HOLDINGS LLC | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS LP | Greenberg Jeffrey W. | AQUILINE HOLDINGS GP INC. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Warrants (right to buy) Derivative · Direct · (m) | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | AQUILINE HOLDINGS LLC | AQUILINE CAPITAL PARTNERS LLC | AQUILINE HOLDINGS LP | Greenberg Jeffrey W. | AQUILINE HOLDINGS GP INC. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Warrants (right to buy) Derivative · Indirect · (m) | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Grayson Matthew J. Director | 3 | Warrants (right to buy) Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Allegheny New Mountain Partners (Cayman), L.P. | New Mountain Investments II (Cayman), L.P. | NMI II (Cayman) GP, Ltd. | KLINSKY STEVEN B | New Mountain Affiliated Investors II (Cayman), L.P. | New Mountain Partners II (Cayman), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to acquire common shares Derivative · Indirect · See Notes | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Hendrickson John J. Director | 3 | Warrants to acquire common shares Derivative · Indirect · See Note | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Levy Sander M. Director | 3 | Warrants to acquire common shares Derivative · Indirect · See Note | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Vestar AIV Holdings B L.P. | Vestar AIV Holdings A L.P. | Vestar AIV Managers Ltd. | Vestar AIV Associates L.P. | Vestar AIV Employees Validus Ltd. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to acquire common shares Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | KATZ STUART A Director | 3 | Warrants to purchase Common Shares Derivative · Indirect · See | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | GS PEP 2000 Offshore Holdings Advisors, Inc. | GS PEP 2000 Direct Investment Advisors, L.L.C. | GS PEP 2000 Advisors, L.L.C. 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to purchase Common Shares Derivative · Indirect · See | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | GOLDMAN SACHS MANAGEMENT GP GMBH | GS Private Equity Partners 2000 - Direct Investment Fund L.P. | GS ADVISORS V LLC | GS PEP 1999 Offshore Advisors, Inc. | GS PEP 1999 Direct Investment Advisors, L.L.C. | GS Private Equity Partners 2000 Offshore Holdings, L.P. | GS Capital Partners V Employee Funds GP, L.L.C. | GS PEP 1999 Advisors, L.L.C. | GS Advisors V AIV, LTD. | GS Private Equity Partners 2000, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to purchase Common Shares Derivative · Indirect · See | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | GS Private Equity Partners 1999 - Direct Investment Fund, L.P. | GOLDMAN SACHS & CO | GS CAPITAL PARTNERS V GmbH & CO KG | GSCP V Institutional AIV, L.P. | GSCP V AIV, L.P. | GS CAPITAL PARTNERS V OFFSHORE FUND LP | GS Private Equity Partners 1999 Offshore, L.P. | GOLDMAN SACHS GROUP INC/ | GS Capital Partners V Employee Fund, L.P. | GS Private Equity Partners 1999, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrants to purchase Common Shares Derivative · Indirect · See | Holding | $17.50 exercise price | 2007-07-24 |