VALIDUS HOLDINGS LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows, 47 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-01: Reporting owner Zeng Lixin; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-06: Reporting owner Sangster Jeffrey; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-04-15: Reporting owner Driscoll Kean; Form 4; Security Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-04-15: Reporting owner Driscoll Kean; Form 4; Security Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-01 | Zeng Lixin Officer (CEO AlphaCat Managers) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,136 0 owned after | $23.48 exercise price | 2017-11-02 | |
| 2016-09-06 | Sangster Jeffrey Officer (EVP & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,393 0 owned after | $18.13 exercise price | 2016-09-07 | |
| 2015-04-15 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,781 0 owned after | $16.54 exercise price | 2015-04-16 | |
| 2015-04-15 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,493 0 owned after | $23.48 exercise price | 2015-04-16 | |
| 2015-03-19 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | Holding | 1,493 owned after | $23.48 exercise price | 2015-03-19 | |
| 2015-03-16 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −235 1,781 owned after | $16.54 exercise price | 2015-03-19 | |
| 2015-03-05 | Noonan Edward J. Director, Officer (Chairman and CEO) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −782,652 0 owned after | $16.54 exercise price | 2015-03-06 | |
| 2015-02-04 | Consolino Joseph E Director | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −220,884 0 owned after | $16.54 exercise price | 2015-02-06 | |
| 2014-03-04 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | Holding | 1,493 owned after | $23.48 exercise price | 2014-03-04 | |
| 2014-03-03 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,953 2,016 owned after | $16.54 exercise price | 2014-03-04 | |
| 2014-02-04 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | Holding | 1,493 owned after | $23.48 exercise price | 2014-02-04 | |
| 2014-02-03 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,953 12,969 owned after | $16.54 exercise price | 2014-02-04 | |
| 2014-01-03 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | Holding | 1,493 owned after | $23.48 exercise price | 2014-01-03 | |
| 2014-01-02 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,953 23,922 owned after | $16.54 exercise price | 2014-01-03 | |
| 2013-12-02 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,138 1,493 owned after | $23.48 exercise price | 2013-12-03 | |
| 2013-12-02 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,815 34,875 owned after | $16.54 exercise price | 2013-12-03 | |
| 2013-11-04 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | Holding | 36,690 owned after | $16.54 exercise price | 2013-11-04 | |
| 2013-11-01 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,868 10,631 owned after | $23.48 exercise price | 2013-11-04 | |
| 2013-10-03 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | Holding | 36,690 owned after | $16.54 exercise price | 2013-10-03 | |
| 2013-10-01 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,283 19,499 owned after | $23.48 exercise price | 2013-10-03 | |
| 2013-09-18 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4/A | Options Derivative · Direct | Holding | 36,690 owned after | $16.54 exercise price | 2013-09-18 | |
| 2013-09-09 | Consolino Joseph E Director | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 220,884 owned after | $16.54 exercise price | 2013-09-10 | |
| 2013-09-03 | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 4/A | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,524 24,782 owned after | $23.48 exercise price | 2013-09-18 | |
| 2012-08-14 holding as of filing | Zeng Lixin Officer (Pres, CEO Alpha Cat & Research) | 3 | Options Derivative · Direct | Holding | $24.84 exercise price | 2012-08-14 | ||
| 2012-06-14 | Mercer Stuart W. Officer (EVP, Chief Risk Officer) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $17.50 exercise price | 2012-06-15 | |
| 2012-05-30 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 3 | Options Derivative · Direct | Holding | $17.50 exercise price | 2012-05-30 | ||
| 2012-05-30 holding as of filing | Driscoll Kean Officer (CEO, Validus Reinsurance, Ltd.) | 3 | Options Derivative · Direct | Holding | $24.84 exercise price | 2012-05-30 | ||
| 2012-05-10 holding as of filing | Sangster Jeffrey Officer (Chief Accounting Officer) | 3 | Options Derivative · Direct | Holding | $19.18 exercise price | 2012-05-10 | ||
| 2011-06-23 | Mercer Stuart W. Officer (Executive Vice President) | 4/A | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $17.50 exercise price | 2012-03-08 | |
| 2011-06-23 | Mercer Stuart W. Officer (Executive Vice President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $17.50 exercise price | 2011-06-24 | |
| 2011-06-22 | Mercer Stuart W. Officer (Executive Vice President) | 4/A | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,614 100,000 owned after | $17.50 exercise price | 2012-03-08 | |
| 2011-06-22 | Mercer Stuart W. Officer (Executive Vice President) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,614 100,000 owned after | $17.50 exercise price | 2011-06-24 | |
| 2011-05-11 | Dill C. Jerome Officer (EVP and General Counsel) | 4/A | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,000 26,000 owned after | $22.00 exercise price | 2011-06-24 | |
| 2011-05-11 | Dill C. Jerome Officer (EVP and General Counsel) | 4/A | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647 1,216 owned after | $21.15 exercise price | 2011-06-24 | |
| 2011-05-11 | Dill C. Jerome Officer (EVP and General Counsel) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −104,000 26,000 owned after | $22.00 exercise price | 2011-05-13 | |
| 2011-05-11 | Dill C. Jerome Officer (EVP and General Counsel) | 4 | Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,647 1,216 owned after | $21.15 exercise price | 2011-05-13 | |
| 2010-12-01 | Mercer Stuart W. Officer (Executive Vice President) | 4 | Employee Stock Option (Right To Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 186,614 owned after | $17.50 exercise price | 2010-12-03 | |
| 2010-11-17 | Mercer Stuart W. Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 236,614 owned after | $17.50 exercise price | 2010-11-19 | |
| 2009-05-29 | BANK OF AMERICA CORP /DE/ Director | 4 | Put Option (right to sell) Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −10 0 owned after | $1.25 | 2009-06-19 | |
| 2009-05-28 | BANK OF AMERICA CORP /DE/ Director | 4 | Put Option (right to sell) Derivative · Indirect · See Footnotes | P Open market or private purchase of non-derivative or derivative security | +10 10 owned after | $1.60 | 2009-06-19 | |
| 2008-05-07 | Dill C. Jerome Officer (EVP and General Counsel) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,863 4,863 owned after | $21.15 exercise price | 2008-05-09 | |
| 2007-07-25 | Dill C. Jerome Officer (EVP and General Counsel) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $22.00 exercise price | 2008-03-18 | |
| 2007-07-24 holding as of filing | Noonan Edward J. Director, Officer (Chief Executive Officer) | 3 | Options Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Reeth George P. Director, Officer (President) | 3 | Options Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Ward Conan M. Officer (Chief Underwriting Officer) | 3 | Options Derivative · Direct | Holding | $17.40 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Consolino Joseph E Officer (Chief Financial Officer) | 3 | Options Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 | ||
| 2007-07-24 holding as of filing | Mercer Stuart W. Officer (Chief Risk Officer) | 3 | Options Derivative · Direct | Holding | $17.50 exercise price | 2007-07-24 |