UROLOGIX INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-13: Reporting owner Fluet Gregory; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-13: Reporting owner Ackermann Lisa A; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-28: Reporting owner Fluet Gregory; Form 4; Security Restricted Stock; Transaction Holding.
- 2013-08-14: Reporting owner Smrdel Brian J; Form 4; Security Restricted Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-13 | Fluet Gregory Director, Officer (CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 110,000 owned after | $0.00 | 2014-08-15 | |
| 2014-08-13 | Ackermann Lisa A Officer (EVP, Sales and Marketing) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 120,632 owned after | $0.00 | 2014-08-15 | |
| 2013-08-28 holding as of filing | Fluet Gregory Officer (CEO) | 4 | Restricted Stock Non-derivative · Direct | Holding | 50,000 owned after | no price filed | 2013-08-28 | |
| 2013-08-14 | Smrdel Brian J Officer (Chief Financial Officer) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-08-16 | |
| 2013-08-14 | Fluet Gregory Officer (CEO) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2013-08-16 | |
| 2013-08-14 | Ackermann Lisa A Officer (EVP, Sales & Marketing) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 80,632 owned after | $0.00 | 2013-08-16 | |
| 2013-07-10 holding as of filing | Ackermann Lisa A Officer (EVP, Sales & Marketing) | 4 | Restricted Stock Non-derivative · Direct | Holding | 45,632 owned after | no price filed | 2013-07-10 | |
| 2012-08-14 holding as of filing | Ackermann Lisa A Officer (EVP, Sales & Marketing) | 4 | Restricted Stock Non-derivative · Direct | Holding | 45,632 owned after | no price filed | 2012-08-14 | |
| 2011-06-16 | Ackermann Lisa A Officer (VP, Sales & Marketing) | 4 | Restricted Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,632 45,632 owned after | $0.00 | 2011-06-17 |