UROLOGIX INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows, 73 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-04-01: Reporting owner Madson Scott M.; Form 4; Security Stock Option (Right-to-Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-14: Reporting owner Smrdel Brian J; Form 4; Security Stock Option (Right-to-Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-14: Reporting owner Fluet Gregory; Form 4; Security Stock Option (Right-to-Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-08-14: Reporting owner Ackermann Lisa A; Form 4; Security Stock Option (Right-to-Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-04-01 | Madson Scott M. Officer (Chief Financial Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.08 exercise price | 2015-04-02 | |
| 2013-08-14 | Smrdel Brian J Officer (Chief Financial Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $0.38 exercise price | 2013-08-16 | |
| 2013-08-14 | Fluet Gregory Officer (CEO) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.38 exercise price | 2013-08-16 | |
| 2013-08-14 | Ackermann Lisa A Officer (EVP, Sales & Marketing) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.38 exercise price | 2013-08-16 | |
| 2013-02-01 | Fluet Gregory Officer (Interim CEO) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.78 exercise price | 2013-02-04 | |
| 2012-11-16 | Spangler Patrick D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.66 exercise price | 2012-11-19 | |
| 2012-11-16 | DANN MITCHELL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.66 exercise price | 2012-11-19 | |
| 2012-11-16 | EMERY SIDNEY W JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.66 exercise price | 2012-11-19 | |
| 2012-11-16 | Barys Christopher R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.66 exercise price | 2012-11-19 | |
| 2012-08-10 | Fluet Gregory Officer (EVP & Chief Operating Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.87 exercise price | 2012-08-14 | |
| 2012-08-10 | Ackermann Lisa A Officer (EVP, Sales & Marketing) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.87 exercise price | 2012-08-14 | |
| 2012-05-15 | Warren Stryker Jr Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,833 37,917 owned after | $0.91 exercise price | 2012-05-17 | |
| 2011-11-08 | EMERY SIDNEY W JR Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.97 exercise price | 2011-11-09 | |
| 2011-11-08 | Spangler Patrick D Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.97 exercise price | 2011-11-09 | |
| 2011-11-08 | Barys Christopher R Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.97 exercise price | 2011-11-09 | |
| 2011-11-08 | DANN MITCHELL Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.97 exercise price | 2011-11-09 | |
| 2011-09-09 holding as of filing | Cardinal Ralph Peter Officer (VP Research & Development) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.35 exercise price | 2011-09-09 | ||
| 2011-09-02 | Warren Stryker Jr Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,997 50,003 owned after | $1.30 exercise price | 2011-09-02 | |
| 2011-09-02 | Warren Stryker Jr Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,250 48,750 owned after | $0.91 exercise price | 2011-09-02 | |
| 2011-08-23 | Cardinal Ralph Peter Officer (VP Research & Development) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.88 exercise price | 2011-08-25 | |
| 2011-08-23 | Smrdel Brian J Officer (Chief Financial Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.88 exercise price | 2011-08-25 | |
| 2011-08-23 | Fluet Gregory Officer (EVP & Chief Operating Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.88 exercise price | 2011-08-25 | |
| 2011-06-16 | Ackermann Lisa A Officer (VP, Sales & Marketing) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.03 exercise price | 2011-06-17 | |
| 2011-01-28 holding as of filing | Cardinal Ralph Peter Officer (VP Research & Development) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.92 exercise price | 2011-01-28 | ||
| 2010-11-09 | DANN MITCHELL Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.82 exercise price | 2010-11-10 | |
| 2010-11-09 | EMERY SIDNEY W JR Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.82 exercise price | 2010-11-10 | |
| 2010-11-09 | Spangler Patrick D Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.82 exercise price | 2010-11-10 | |
| 2010-11-09 | Barys Christopher R Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.82 exercise price | 2010-11-10 | |
| 2010-08-27 | Fluet Gregory Officer (EVP & Chief Operating Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $0.91 exercise price | 2010-08-31 | |
| 2010-08-27 | Warren Stryker Jr Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $0.91 exercise price | 2010-08-31 | |
| 2010-05-10 | Smrdel Brian J Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $1.40 exercise price | 2010-05-11 | |
| 2009-11-10 | MOORE WILLIAM M Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.06 exercise price | 2009-11-12 | |
| 2009-11-10 | Jackson Guy C. Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.06 exercise price | 2009-11-12 | |
| 2009-11-10 | EMERY SIDNEY W JR Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.06 exercise price | 2009-11-12 | |
| 2009-11-10 | DANN MITCHELL Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.06 exercise price | 2009-11-12 | |
| 2009-08-06 | Weber Rebecca J Officer (Dir. of Finance & Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.30 exercise price | 2009-08-10 | |
| 2009-08-06 | Fluet Gregory Officer (EVP & Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.30 exercise price | 2009-08-10 | |
| 2009-08-06 | Warren Stryker Jr Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.30 exercise price | 2009-08-10 | |
| 2008-12-17 | DANN MITCHELL Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.79 exercise price | 2008-12-19 | |
| 2008-11-11 | STARKS DANIEL J Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.79 exercise price | 2008-11-13 | |
| 2008-11-11 | MOORE WILLIAM M Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.79 exercise price | 2008-11-13 | |
| 2008-11-11 | EMERY SIDNEY W JR Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.79 exercise price | 2008-11-13 | |
| 2008-11-11 | Jackson Guy C. Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.79 exercise price | 2008-11-13 | |
| 2008-11-11 | Cirino Jerry C Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.79 exercise price | 2008-11-13 | |
| 2008-11-11 | DANN MITCHELL Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.79 exercise price | 2008-11-13 | |
| 2008-08-14 | DANN MITCHELL Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $1.84 exercise price | 2008-08-18 | |
| 2008-08-14 | Weber Rebecca J Officer (Controller & Dir. of Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $1.84 exercise price | 2008-08-18 | |
| 2008-07-16 holding as of filing | Fluet Gregory Officer (EVP and COO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.78 exercise price | 2008-07-16 | ||
| 2008-07-14 | Fluet Gregory Officer (EVP and COO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.85 exercise price | 2008-07-17 | |
| 2008-07-14 | Fluet Gregory Officer (EVP and COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.85 exercise price | 2008-07-16 | |
| 2008-06-24 | Warren Stryker Jr Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +355,000 355,000 owned after | $1.79 exercise price | 2008-06-26 | |
| 2008-06-02 | DANN MITCHELL Director, Officer (Interim Chief Executive Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.78 exercise price | 2008-06-03 | |
| 2008-06-02 | DANN MITCHELL Director, Officer (Interim Chief Executive Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $0.78 exercise price | 2008-06-03 | |
| 2008-04-17 holding as of filing | Weber Rebecca J Officer (Controller & Dir. of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.22 exercise price | 2008-04-17 | ||
| 2008-04-17 holding as of filing | Weber Rebecca J Officer (Controller & Dir. of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.75 exercise price | 2008-04-17 | ||
| 2008-04-17 holding as of filing | Weber Rebecca J Officer (Controller & Dir. of Finance) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.70 exercise price | 2008-04-17 | ||
| 2008-04-15 | Weber Rebecca J Officer (Controller & Dir. of Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $0.87 exercise price | 2008-04-17 | |
| 2008-02-25 | DANN MITCHELL Director, Officer (Iterim Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.78 exercise price | 2008-02-27 | |
| 2008-02-25 | DANN MITCHELL Director, Officer (Iterim Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.78 exercise price | 2008-02-27 | |
| 2008-02-25 | MOORE WILLIAM M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.78 exercise price | 2008-02-26 | |
| 2007-11-06 | STARKS DANIEL J Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.66 exercise price | 2007-11-08 | |
| 2007-11-06 | JACKSON GUY C Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.66 exercise price | 2007-11-08 | |
| 2007-11-06 | Cirino Jerry C Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.66 exercise price | 2007-11-08 | |
| 2007-11-06 | EMERY SIDNEY W JR Director | 4 | Stock Option (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.66 exercise price | 2007-11-08 | |
| 2007-08-23 | DOERFERT KIRSTEN Officer (Senior VP and Gen'l Mgr) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.09 exercise price | 2007-08-24 | |
| 2007-07-23 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 0 owned after | $2.70 exercise price | 2007-07-25 | |
| 2006-11-07 | JACKSON GUY C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.49 exercise price | 2006-11-16 | |
| 2006-11-07 | Cirino Jerry C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.49 exercise price | 2006-11-16 | |
| 2006-11-07 | EMERY SIDNEY W JR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.49 exercise price | 2006-11-16 | |
| 2006-11-07 | STARKS DANIEL J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.49 exercise price | 2006-11-16 | |
| 2006-10-12 holding as of filing | TIHON CLAUDE Officer (Chief Technology Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.75 exercise price | 2006-10-12 | ||
| 2006-09-29 | Lindsoe Elissa Jeanette Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.81 exercise price | 2006-10-02 | |
| 2006-01-18 | Cirino Jerry C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.06 exercise price | 2006-01-19 |