ULURU INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-04-12: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2017-03-31; Total offering amount $5,500,000.
- 2016-04-13: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-03-29; Total offering amount $1,800,000.
- 2015-04-20: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-04-15; Total offering amount $500,000.
- 2014-03-14: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2014-02-27; Total offering amount $138,600.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-04-12 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired | 2017-03-31 | $5,500,000 | $5,500,000 | $0 | 2 |
| 2016-04-13 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-03-29 | $1,800,000 | $1,714,000 | $86,000 | 15 |
| 2015-04-20 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired | 2015-04-15 | $500,000 | $500,000 | $0 | 1 |
| 2014-03-14 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-02-27 | $138,600 | $42,600 | $96,000 | 1 |
| 2013-01-10 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2013-01-03 | $3,800,000 | $400,000 | $3,400,000 | 1 |
| 2012-07-10 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-06-27 | $2,210,000 | $2,210,000 | $0 | 1 |