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U.S. STEM CELL, INC. Form 8-K: Current report, 2011

U.S. STEM CELL, INC. Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2011-09-06: Form 8-K; Period of report 2010-08-30; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2011-06-21: Form 8-K; Period of report 2011-06-15; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
  • 2011-05-25: Form 8-K; Period of report 2011-05-16; Description 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; Details 1.01.
  • 2011-04-22: Form 8-K; Period of report 2011-04-18; Description 1.02 Termination of a Material Definitive Agreement; Details 1.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2011-09-068-K2010-08-307.01 Regulation FD Disclosure7.01 Regulation FD Disclosure.d28625.htm
2011-06-218-K2011-06-151.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities1.01 Entry into a Material Definitive Agreement.
3.02 On June 15, 2011, BlueCrest Venture Finance Master Fund Limited (“BlueCrest”) agreed with the Company and Lotus Funding Group, LLC (“Lotus”) to split the note evidencing the BlueCrest Loan originated May 31, 2007 into two notes aggregating the outstanding principal balance, with the new note being in the principal amount of $139,729.82 (the “New Note”).
d28341.htm
2011-05-258-K2011-05-161.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities1.01 Entry into a Material Definitive Agreement.
3.02 On May 16, 2011, BlueCrest Venture Finance Master Fund Limited (“BlueCrest”) agreed with the Company and Magna Group, LLC (“Magna”) to split the note evidencing the BlueCrest Loan originated May 31, 2007 into two notes aggregating the outstanding principal balance, with the new note being in the principal amount of $139,729.82 (the “New Note”).
d28261.htm
2011-04-228-K2011-04-181.02 Termination of a Material Definitive Agreement1.02 On January 23, 2011, Bioheart, Inc. (the “Company”) announced that it had entered into a subscription agreement with Anc Bio Holdings, Inc. (“ANC”), and a subscription agreement with one of its U.S. agents, Bioheart Florida, LLC (“BF”) for a $4 million equity investment, in the aggregate (collectively, the “Agreements”).d28136_8k.htm
2011-03-118-K2011-03-058.01 Other Events8.01 On January 23, 2011, Bioheart, Inc. (the “Company”) announced in the Company’s Current Report on Form 8-K filed with the SEC that it has entered into a subscription agreement with Anc Bio Holdings, Inc., a South Korean biomedical company, and a subscription agreement with one of its U.S. agents, Bioheart Florida, LLC for a $4 million equity investment, in the aggregate.d27977.htm
2011-02-238-K2011-02-204.01 Changes in Registrant's Certifying Accountant4.01 On February 20, 2011 (the “Resignation Date”), Jewett, Schwartz, Wolfe & Associates (“JSW”) advised Bioheart, Inc. (the “Company”) that its audit practice was acquired by RBSM LLP (“RBSM”), an independent registered public accounting firm.d27928.htm
2011-02-158-K2011-02-095.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 On February 9, 2011, the Board of Directors of Bioheart, Inc. (the “Company”) appointed Ariel Quiros to serve as a director of the Company.d27903.htm
2011-01-258-K2011-01-235.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events5.02 Under the terms of its subscription agreement with Anc Bio Holdings, Inc. (“ABH”), the Company has agreed that, following its receipt of the first installment payment, the Company will cause a vacancy on the Company’s Board of Directors to be filled by one person designated by ABH.
8.01 On January 24, 2011, the Company issued a press release with regard to these transactions.
d27799.htm
2011-01-128-K2011-01-061.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure1.01 Entry into a Material Definitive Agreement.
3.02 On December 31, 2009, the Company and BlueCrest Venture Finance Master Fund Limited (“BlueCrest”) entered into an Amendment to Loan and Security Agreement, amending that certain loan from BlueCrest to the Company originated as of May 31, 2007 (the “Loan”).
7.01 On January 10, 2011, Bioheart, Inc. (the “Company”) closed its current offering under Regulation D (the “Offering”).
d27757_8k.htm