U.S. STEM CELL, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-06-06: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2013-03-04; Total offering amount Indefinite.
- 2011-06-28: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-06-13; Total offering amount $750,000.
- 2011-03-31: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-03-28; Total offering amount $500,000.
- 2011-01-20: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-01-19; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-06-06 | Rule 506 | Equity; OptionToAcquire | 2013-03-04 | Indefinite | $467,500 | Indefinite | 18 |
| 2011-06-28 | Rule 506 | Equity; OptionToAcquire | 2011-06-13 | $750,000 | $145,000 | $605,000 | 12 |
| 2011-03-31 | Rule 506 | Equity; OptionToAcquire | 2011-03-28 | $500,000 | $100,000 | $400,000 | 1 |
| 2011-01-20 | Rule 506 | Equity; OptionToAcquire | 2011-01-19 | Indefinite | $51,000 | Indefinite | 3 |
| 2010-09-29 | Rule 506 | Equity; OptionToAcquire | 2010-09-22 | $750,000 | $51,054 | $698,946 | 6 |
| 2009-12-17 | Rule 506 | Unit consisting of common stock and warrant to purchase common stock | 2009-12-03 | $10,000,000 | $74,460 | $9,925,540 | 5 |