TURBOSONIC TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-11: Reporting owner Wright Glen Orloe; Form 4/A; Security stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-11: Reporting owner Wright Glen Orloe; Form 4; Security stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-11: Reporting owner Kivenko Ken; Form 4; Security stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-11: Reporting owner Meikle Andrew Thomas; Form 4; Security stock option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-11 | Wright Glen Orloe Director | 4/A | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2009-01-05 | |
| 2007-12-11 | Wright Glen Orloe Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-14 | |
| 2007-12-11 | Kivenko Ken Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-12 | |
| 2007-12-11 | Meikle Andrew Thomas | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-12 | |
| 2007-12-11 | Hradecky Julien J Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-12 | |
| 2007-12-11 | SPINK EDWARD F Director, Officer (Chief Executive Officer) | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-12 | |
| 2007-12-11 | VAN EVERDINGEN EGBERT Q Director, Officer (President, Secretary-Treasurer) | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-12 | |
| 2007-12-11 | SPINK DONALD R SR Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-12 | |
| 2007-12-11 | HURD RICHARD H Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.84 exercise price | 2007-12-12 | |
| 2007-06-15 | SPINK EDWARD F Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.36 exercise price | 2007-09-19 | |
| 2007-02-15 holding as of filing | Kivenko Ken Director | 3 | Stock option Derivative · Direct | Holding | $1.35 exercise price | 2007-02-15 | ||
| 2007-01-05 | Gimpel Richard Carroll Officer (VP - Marketing & Sales) | 4/A | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | SPINK EDWARD F Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | SPINK EDWARD F Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | VAN EVERDINGEN EGBERT Q Director, Officer (President, Secretary-Treasurer) | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | VAN EVERDINGEN EGBERT Q Director, Officer (President, Secretary-Treasurer) | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | HOBSON DAVID J Officer (VP Finance & Administration) | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | ALLAN ROBERT A Officer (VP Engineering) | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | Gimpel Richard Carroll Officer (VP - Marketing & Sales) | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | Meikle Andrew Thomas Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | Wright Glen Orloe Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | Hradecky Julien J Director | 4 | Stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | SPINK DONALD R SR Director, 10% Owner | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.10 exercise price | 2007-01-09 | |
| 2007-01-05 | HURD RICHARD H Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.10 exercise price | 2007-01-09 |