TURBOSONIC TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-08: Reporting owner HURD RICHARD H; Form 4; Security Stock options; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-11-08: Reporting owner HURD RICHARD H; Form 4; Security Stock options; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-10-16: Reporting owner BERUBE RONALD A; Form 4; Security Stock options; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-10-13: Reporting owner ALLAN ROBERT A; Form 4; Security Stock Options; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-08 | HURD RICHARD H Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.36 exercise price | 2006-11-13 | |
| 2006-11-08 | HURD RICHARD H Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,750 0 owned after | $0.28 exercise price | 2006-11-13 | |
| 2006-10-16 | BERUBE RONALD A Officer (VP Sales & Marketing - Gas Con) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −37,500 0 owned after | $0.32 exercise price | 2006-10-17 | |
| 2006-10-13 | ALLAN ROBERT A Officer (VP Engineering) | 4 | Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.75 exercise price | 2006-10-17 | |
| 2006-10-13 | SPINK EDWARD F Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.45 exercise price | 2006-10-17 | |
| 2006-10-13 | SPINK EDWARD F Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.64 exercise price | 2006-10-17 | |
| 2006-10-13 | SPINK EDWARD F Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 0 owned after | $0.32 exercise price | 2006-10-17 | |
| 2006-10-13 | SPINK DONALD R SR Director, 10% Owner | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.64 exercise price | 2006-10-17 | |
| 2006-10-04 | Gimpel Richard Carroll Officer (VP - Marketing & Sales) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −28,125 0 owned after | $0.32 exercise price | 2006-10-05 | |
| 2006-08-24 | HURD RICHARD H Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.64 exercise price | 2006-08-28 | |
| 2006-07-31 | HURD RICHARD H Director | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.45 exercise price | 2006-08-28 | |
| 2006-07-31 holding as of filing | Gimpel Richard Carroll Officer (VP - Marketing & Sales) | 3 | Stock Option Derivative · Direct | Holding | $0.32 exercise price | 2006-07-31 | ||
| 2006-07-31 holding as of filing | Gimpel Richard Carroll Officer (VP - Marketing & Sales) | 3 | Stock Option Derivative · Direct | Holding | $0.75 exercise price | 2006-07-31 | ||
| 2006-06-06 | FORDE PATRICK J Director, Officer (President, Secretary-Treasurer) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.45 exercise price | 2006-06-07 | |
| 2006-06-06 | FORDE PATRICK J Director, Officer (President, Secretary-Treasurer) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.64 exercise price | 2006-06-07 | |
| 2006-06-06 | FORDE PATRICK J Director, Officer (President, Secretary-Treasurer) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.36 exercise price | 2006-06-07 | |
| 2006-06-06 | FORDE PATRICK J Director, Officer (President, Secretary-Treasurer) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −18,750 0 owned after | $0.28 exercise price | 2006-06-07 | |
| 2006-06-06 | FORDE PATRICK J Director, Officer (President, Secretary-Treasurer) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 0 owned after | $0.75 exercise price | 2006-06-07 | |
| 2006-02-13 | ALLAN ROBERT A Officer (VP Engineering) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −37,500 0 owned after | $0.32 exercise price | 2006-02-14 | |
| 2006-02-13 | HOBSON DAVID J Officer (VP Finance & Administration) | 4 | Stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −37,500 0 owned after | $0.32 exercise price | 2006-02-14 | |
| 2006-02-07 | SPINK DONALD R SR Director, 10% Owner | 4 | Stock options Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.36 exercise price | 2006-02-08 | |
| 2006-02-07 | SPINK DONALD R SR Director, 10% Owner | 4 | Stock options Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −18,750 0 owned after | $0.28 exercise price | 2006-02-08 | |
| 2006-02-07 | SPINK DONALD R SR Director, 10% Owner | 4 | Stock options Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −12,500 0 owned after | $0.45 exercise price | 2006-02-08 |