TRIO-TECH INTERNATIONAL Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows, 36 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-03-12: Reporting owner Siew Kuan Soon; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2017-11-10: Reporting owner ADELMAN JASON T; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-10: Reporting owner ADELMAN JASON T; Form 4; Security Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-04: Reporting owner ADELMAN JASON T; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
TRT insiders transactions against the stock price
Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close
Logarithmic scale. Both lines share the same starting value for the selected range.
Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-03-12 holding as of filing | Siew Kuan Soon Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.35 exercise price | 2019-03-12 | ||
| 2017-11-10 | ADELMAN JASON T Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.07 exercise price | $3.35 | 2017-11-14 |
| 2017-11-10 | ADELMAN JASON T Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.10 exercise price | $3.35 | 2017-11-14 |
| 2007-12-04 | ADELMAN JASON T Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.57 exercise price | 2007-12-06 | |
| 2007-12-04 | YONG S W Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.57 exercise price | 2007-12-06 | |
| 2007-12-04 | WILSON A CHARLES Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $9.57 exercise price | 2007-12-06 | |
| 2007-12-04 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.57 exercise price | 2007-12-06 | |
| 2007-12-04 | HOROWITZ RICHARD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $9.57 exercise price | 2007-12-06 | |
| 2006-12-01 | LIM HWEE POH Officer (Vice President of Testing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | $2.66 exercise price | 2006-12-05 | |
| 2006-01-10 | ADELMAN JASON T Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.75 | 2006-01-12 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.72 | 2006-10-17 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.25 | 2006-10-17 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.66 | 2006-10-17 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.40 | 2006-10-17 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.75 | 2006-10-17 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.72 | 2006-01-10 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.25 | 2006-01-10 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $2.66 | 2006-01-10 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.40 | 2006-01-10 | |
| 2006-01-06 | HOROWITZ RICHARD M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.75 | 2006-01-10 | |
| 2006-01-05 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $4.50 | 2006-01-09 | |
| 2006-01-04 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4/A | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 0 owned after | $2.66 | 2006-01-09 | |
| 2006-01-04 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4/A | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 0 owned after | $4.40 | 2006-01-09 | |
| 2006-01-04 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4/A | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $4.50 | 2006-01-09 | |
| 2006-01-04 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4 | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,050 0 owned after | $2.66 | 2006-01-05 | |
| 2006-01-04 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4 | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 0 owned after | $4.40 | 2006-01-05 | |
| 2006-01-04 | TING VICTOR HOCK MING Officer (Vice President, CFO) | 4 | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $4.50 | 2006-01-05 | |
| 2006-01-04 | YONG S W Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.72 | 2006-01-04 | |
| 2006-01-04 | YONG S W Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.25 | 2006-01-04 | |
| 2006-01-04 | YONG S W Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.66 | 2006-01-04 | |
| 2006-01-04 | YONG S W Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.40 | 2006-01-04 | |
| 2006-01-04 | YONG S W Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.75 | 2006-01-04 | |
| 2006-01-04 | WILSON A CHARLES Director | 4 | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.72 | 2006-01-04 | |
| 2006-01-04 | WILSON A CHARLES Director | 4 | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.66 | 2006-01-04 | |
| 2006-01-04 | WILSON A CHARLES Director | 4 | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.40 | 2006-01-04 | |
| 2006-01-04 | WILSON A CHARLES Director | 4 | Employee Stock Option Plan (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $3.75 | 2006-01-04 |
Similar stocks
| Stock Name | Country | Market Cap | PE Ratio |
|---|---|---|---|
| SONO TEK CORP (SOTK) | United States | $0.075B | 37.58 |
| CVD EQUIPMENT CORP (CVV) | United States | $0.031B | 5.16 |
| AMTECH SYSTEMS INC (ASYS) | United States | $0.269B | 100.98 |
| Energy Recovery, Inc. (ERII) | United States | $0.349B | 30.09 |
| Velo3D, Inc. (VELO) | United States | $0.354B | -10.81 |
| ACM Research, Inc. (ACMR) | United States | $1.080B | 5.99 |
| Azenta, Inc. (AZTA) | United States | $1.499B | -9.09 |
| VEECO INSTRUMENTS INC (VECO) | United States | $2.777B | 199.41 |
| AXCELIS TECHNOLOGIES INC (ACLS) | United States | $3.583B | 63.11 |
| LAM RESEARCH CORP (LRCX) | United States | $384.118B | 65.03 |