TRI VALLEY CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2009-12-04: Form 8-K; Period of report 2009-12-03; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
- 2009-11-23: Form 8-K; Period of report 2009-11-19; Description 3.02 Unregistered Sales of Equity Securities; Details 3.02.
- 2009-10-01: Form 8-K; Period of report 2009-10-01; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2009-09-29: Form 8-K; Period of report 2009-09-23; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2009-12-04 | 8-K | 2009-12-03 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | tvforms31209.htm | |
| 2009-11-23 | 8-K | 2009-11-19 | 3.02 Unregistered Sales of Equity Securities | 3.02 In November 2009, Tri-Valley Corporation issued 450,000 shares of restricted common stock to four accredited investors at a price of $1.00 per share, for total consideration of $450,000. | tv8k.htm |
| 2009-10-01 | 8-K | 2009-10-01 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On October 1, 2009, Tri-Valley Corporation appointed John E. Durbin to be its Chief Financial Officer, succeeding Arthur M. Evans who becomes Chief Compliance Officer. | tv8kdurbin.htm |
| 2009-09-29 | 8-K | 2009-09-23 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On September 23, 2009, NYSE Amex LLC notified Tri-Valley Corporation by letter that Tri-Valley is not currently in compliance with the requirement for continued listing on the exchange that companies listed on NYSE Amex are required by Section 1003(a)(iii) of the Company Guide to maintain a minimum of $6 million in stockholders’ equity, if the company has sustained losses from continuing operations and/or net losses in its five most recent fiscal years. | tv8k.htm |
| 2009-07-06 | 8-K | 2009-07-02 | 3.02 Unregistered Sales of Equity Securities | 3.02 Tri-Valley Corporation announced that it has sold 100,000 shares of Series A convertible preferred stock to its vice chairman of the board, G. Thomas Gamble, in a private placement at a price of $10 per share, for a total investment of $1 million. | triv8k.htm |
| 2009-05-26 | 8-K/A | 2009-05-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 18, 2009, Tri-Valley Corporation elected Maston N. Cunningham to be its president and chief operating officer, succeeding F. Lynn Blystone who remains chief executive officer and chairman of the board of Tri-Valley and its five subsidiaries. | tv8ka.htm |
| 2009-05-22 | 8-K | 2009-05-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 18, 2009, Tri-Valley Corporation elected Maston N. Cunningham to be its president and chief executive officer, succeeding F. Lynn Blystone who remains chief executive officer and chairman of the board of Tri-Valley and its five subsidiaries. | tv8kcunningham.htm |
| 2009-03-31 | 8-K | 2009-03-30 | 8.01 Other Events | 8.01 Attached is a letter to shareholders which Tri-Valley Corporation released on March 30, 2009. | tv8k09.htm |
| 2009-03-18 | 8-K | 2009-03-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 On March 12, 2009, Tri-Valley Corporation (NYSE-Alternext US: TIV), executed a new employment agreement with its chairman of the board, president and chief executive officer, F. Lynn Blystone. | tv8kbly.htm |