TRECORA RESOURCES Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-05-20: Reporting owner Twitchell Karen A.; Form 4; Security restricted common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-10: Reporting owner Upfill-Brown Simon H; Form 4; Security restricted common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-10: Reporting owner Loggenberg Peter Matthews; Form 4; Security restricted common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-02-10: Reporting owner Franklin Ronald R.; Form 4; Security restricted common stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-05-20 | Twitchell Karen A. Director | 4 | restricted common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2015-05-21 | |
| 2015-02-10 | Upfill-Brown Simon H Director, Officer (Executive Vice President) | 4 | restricted common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,479 239,479 owned after | $0.00 | 2015-02-12 | |
| 2015-02-10 | Loggenberg Peter Matthews Officer (President of Subsidiary) | 4 | restricted common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,194 13,194 owned after | $0.00 | 2015-02-12 | |
| 2015-02-10 | Franklin Ronald R. Officer (VP of Manufacturing) | 4 | restricted common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,688 136,338 owned after | $0.00 | 2015-02-11 | |
| 2015-02-10 | Carter Nicholas Director, Officer (President and CEO) | 4 | restricted common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,265 340,295 owned after | $0.00 | 2015-02-11 | |
| 2015-02-10 | Williamson Mark D Officer (Vice President of Marketing) | 4 | restricted common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,932 146,762 owned after | $0.00 | 2015-02-11 | |
| 2015-02-10 | Cook Connie Officer (Secretary/Treasurer) | 4 | restricted common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,482 124,132 owned after | $0.00 | 2015-02-11 |