TRECORA RESOURCES Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 60 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-06-27: Reporting owner Quarles Patrick D.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-06-27: Reporting owner Quarles Patrick D.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-06-27: Reporting owner Quarles Patrick D.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-06-27: Reporting owner Quarles Patrick D.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-06-27 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,769 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,888 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,774 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,306 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,328 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −54,776 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,859 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,743 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,166 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,574 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,116 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,168 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,309 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,410 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,866 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,924 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,612 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,866 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,674 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,369 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,689 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,021 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,552 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,688 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,290 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,630 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,328 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,637 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,888 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,492 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-27 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,636 0 owned after | $9.81 | 2022-06-28 | |
| 2022-06-01 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,288 65,283 owned after | no price filed | 2022-06-02 | |
| 2022-05-14 | Twitchell Karen A. Director | 4 | Restricted Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,011 0 owned after | no price filed | 2022-05-17 | |
| 2022-05-14 | Roemer Janet Skogan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,533 0 owned after | no price filed | 2022-05-17 | |
| 2022-05-14 | Peakes Adam C Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,533 0 owned after | no price filed | 2022-05-17 | |
| 2022-05-14 | Carter Nicholas Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,533 0 owned after | no price filed | 2022-05-17 | |
| 2022-05-14 | Butcher Pamela R Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,533 0 owned after | no price filed | 2022-05-17 | |
| 2022-05-14 | Adams Gary Kramer Director | 4 | Restricted Common Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,533 100,000 owned after | no price filed | 2022-05-17 | |
| 2022-03-18 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,845 68,772 owned after | $0.00 | 2022-03-22 | |
| 2022-03-18 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,900 70,630 owned after | $0.00 | 2022-03-22 | |
| 2022-03-18 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,859 299,841 owned after | $0.00 | 2022-03-22 | |
| 2022-02-25 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,164 78,408 owned after | $0.00 | 2022-03-01 | |
| 2022-02-25 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,184 77,571 owned after | $0.00 | 2022-03-01 | |
| 2022-02-25 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,371 80,404 owned after | $0.00 | 2022-03-01 | |
| 2022-02-25 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,443 342,093 owned after | $0.00 | 2022-03-01 | |
| 2022-02-25 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,204 44,985 owned after | $0.00 | 2022-03-01 | |
| 2022-02-16 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,334 84,775 owned after | $0.00 | 2022-02-18 | |
| 2022-02-16 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,732 48,189 owned after | $0.00 | 2022-02-18 | |
| 2022-02-16 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109,550 363,536 owned after | $0.00 | 2022-02-18 | |
| 2022-02-16 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,377 81,755 owned after | $0.00 | 2022-02-18 | |
| 2022-02-16 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,273 82,572 owned after | $0.00 | 2022-02-18 | |
| 2022-02-15 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,259 62,441 owned after | $0.00 | 2022-02-15 | |
| 2022-02-15 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,085 253,986 owned after | $0.00 | 2022-02-15 | |
| 2022-02-15 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,212 61,299 owned after | $0.00 | 2022-02-15 | |
| 2022-02-13 | Pons Rafael Officer (Chief Manufacturing Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,308 28,457 owned after | $0.00 | 2022-02-15 | |
| 2022-02-13 | Silberman Michael W Officer (General Counsel and Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,674 60,378 owned after | $0.00 | 2022-02-15 | |
| 2022-02-13 | AHMAD SAMI Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,858 65,700 owned after | $0.00 | 2022-02-15 | |
| 2022-02-13 | Quarles Patrick D. Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,769 268,071 owned after | $0.00 | 2022-02-15 | |
| 2022-02-13 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,630 64,511 owned after | $0.00 | 2022-02-15 | |
| 2022-02-12 | Loggenberg Peter Matthews Officer (Chief Sustainability Officer) | 4 | Restricted Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,467 69,141 owned after | $0.00 | 2022-02-15 |