TRACON Pharmaceuticals, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-05-10: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2017-03-14; Total offering amount $21,000,000.
- 2011-04-01: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-03-28; Total offering amount $24,500,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2017-05-10 | Rule 506(b) | Equity | 2017-03-14 | $21,000,000 | $1,000,000 | $20,000,000 | 1 |
| 2011-04-01 | Rule 506 | Equity | 2011-03-28 | $24,500,000 | $16,500,002 | $7,999,998 | 15 |