TRACON Pharmaceuticals, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-04-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2018-03-27; Total offering amount $75,670,770.
- 2010-10-25: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2010-03-12; Total offering amount $3,000,000.
- 2010-09-08: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2010-03-12; Total offering amount $3,000,000.
- 2010-03-19: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; Date of first sale 2010-03-12; Total offering amount $3,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2018-04-10 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2018-03-27 | $75,670,770 | $38,673,734 | $36,997,036 | 11 |
| 2010-10-25 D/A | Rule 506 | Debt; OptionToAcquire | 2010-03-12 | $3,000,000 | $1,540,000 | $1,460,000 | 10 |
| 2010-09-08 D/A | Rule 506 | Debt; OptionToAcquire | 2010-03-12 | $3,000,000 | $1,400,000 | $1,600,000 | 5 |
| 2010-03-19 | Rule 506 | Debt; OptionToAcquire | 2010-03-12 | $3,000,000 | $750,000 | $2,250,000 | 2 |