TPI Composites, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-07-21: Reporting owner GE Ventures Ltd | GENERAL ELECTRIC CO; Form 4; Security Series B Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-07-21: Reporting owner DeRosa Michael Lawrence; Form 4; Security Series B Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-07-21: Reporting owner Element II G.P., LLC | ELEMENT PARTNERS II INTRAFUND LP | ELEMENT PARTNERS II LP | Element Partners II G.P., L.P.; Form 4; Security Series B Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2016-07-21: Reporting owner ANGELENO INVESTORS II L P; Form 4; Security Series B Convertible Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-07-21 | GE Ventures Ltd | GENERAL ELECTRIC CO 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Note | S Open market or private sale of non-derivative or derivative security | −1 1,715 owned after | $0.00 | 2016-07-25 | |
| 2016-07-21 | DeRosa Michael Lawrence Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −43 27 owned after | $0.00 | 2016-07-25 | |
| 2016-07-21 | Element II G.P., LLC | ELEMENT PARTNERS II INTRAFUND LP | ELEMENT PARTNERS II LP | Element Partners II G.P., L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −43 27 owned after | $0.00 | 2016-07-25 | |
| 2016-07-21 | ANGELENO INVESTORS II L P 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10 181 owned after | $0.00 | 2016-07-25 | |
| 2016-07-21 | Weiss Daniel G Director, 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Note | S Open market or private sale of non-derivative or derivative security | −10 181 owned after | $0.00 | 2016-07-25 |