TPI Composites, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-07-27: Reporting owner ANGELENO GROUP, LLC | ANGELENO INVESTORS II L P | ANGELENO GROUP MANAGEMENT II, LLC; Form 4; Security Subordinated Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2016-07-27: Reporting owner LANDMARK EQUITY ADVISORS LLC /ADV | LANDMARK IAM GROWTH CAPITAL LP | LANDMARK GROWTH CAPITAL PARTNERS LP | Landmark Growth Capital Partners, LLC; Form 4; Security Subordinated Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2016-07-27: Reporting owner DeRosa Michael Lawrence; Form 4; Security Subordinated Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2016-07-27: Reporting owner GIOVACCHINI PAUL G; Form 4; Security Subordinated Convertible Promissory Note; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-07-27 | ANGELENO GROUP, LLC | ANGELENO INVESTORS II L P | ANGELENO GROUP MANAGEMENT II, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −107,975 0 owned after | $11.00 | 2016-07-29 | |
| 2016-07-27 | LANDMARK EQUITY ADVISORS LLC /ADV | LANDMARK IAM GROWTH CAPITAL LP | LANDMARK GROWTH CAPITAL PARTNERS LP | Landmark Growth Capital Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −485,887 0 owned after | $11.00 | 2016-07-29 | |
| 2016-07-27 | DeRosa Michael Lawrence Director, 10% Owner | 4 | Subordinated Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | −485,887 0 owned after | $11.00 | 2016-07-29 | |
| 2016-07-27 | GIOVACCHINI PAUL G Director, 10% Owner | 4 | Subordinated Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | −485,887 0 owned after | $11.00 | 2016-07-29 | |
| 2016-07-27 | Weiss Daniel G Director, 10% Owner | 4 | Subordinated Convertible Promissory Note Derivative · Indirect · See Footnote | C Conversion of derivative security | −107,975 0 owned after | $11.00 | 2016-07-29 | |
| 2016-07-27 | Element II G.P., LLC | ELEMENT PARTNERS II LP | ELEMENT PARTNERS II INTRAFUND LP | Element Partners II G.P., L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Subordinated Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −485,887 0 owned after | $11.00 | 2016-07-29 | |
| 2016-07-21 holding as of filing | Element II G.P., LLC | ELEMENT PARTNERS II INTRAFUND LP | ELEMENT PARTNERS II LP | Element Partners II G.P., L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Convertible Promissory Note Derivative · Direct | Holding | $11.00 exercise price | 2016-07-21 | ||
| 2016-07-21 holding as of filing | GIOVACCHINI PAUL G Director, 10% Owner | 3 | Subordinated Convertible Promissory Note Derivative · Indirect · (m) | Holding | $11.00 exercise price | 2016-07-21 | ||
| 2016-07-21 holding as of filing | LANDMARK IAM GROWTH CAPITAL LP | LANDMARK GROWTH CAPITAL PARTNERS LP | LANDMARK EQUITY ADVISORS LLC /ADV | Landmark Growth Capital Partners, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Convertible Promissory Note Derivative · Indirect · See Notes | Holding | $11.00 exercise price | 2016-07-21 | ||
| 2016-07-21 holding as of filing | DeRosa Michael Lawrence Director, 10% Owner | 3 | Subordinated Convertible Promissory Note Derivative · Indirect · (m) | Holding | $11.00 exercise price | 2016-07-21 | ||
| 2016-07-21 holding as of filing | Weiss Daniel G Director, 10% Owner | 3 | Subordinated Convertible Promissory Note Derivative · Indirect · (m) | Holding | $11.00 exercise price | 2016-07-21 | ||
| 2016-07-21 holding as of filing | ANGELENO GROUP MANAGEMENT II, LLC | ANGELENO GROUP, LLC | ANGELENO INVESTORS II L P 10% Owner | 10% Owner | 10% Owner | 3 | Subordinated Convertible Promissory Note Derivative · Direct | Holding | $11.00 exercise price | 2016-07-21 |