TPC GROUP INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-03: Reporting owner Wollenberg Roger D; Form 4; Security Incentive Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-01-10: Reporting owner Cacioppo James; Form 3/A; Security Incentive Stock Options (right to buy); Transaction Holding.
- 2011-01-10: Reporting owner Batiz Luis; Form 3/A; Security Incentive Stock Options (right to buy); Transaction Holding.
- 2011-01-10: Reporting owner Batiz Luis; Form 3/A; Security Non-Qualified Stock Options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-03 | Wollenberg Roger D Officer (Vice President & Controller) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $25.00 exercise price | 2012-05-03 | |
| 2011-01-10 holding as of filing | Cacioppo James Director | 3/A | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $18.80 exercise price | 2011-01-10 | ||
| 2011-01-10 holding as of filing | Batiz Luis Officer (SVP - Operations) | 3/A | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2011-01-10 | ||
| 2011-01-10 holding as of filing | Batiz Luis Officer (SVP - Operations) | 3/A | Non-Qualified Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2011-01-10 | ||
| 2011-01-10 holding as of filing | SHAVER CHARLES W Director, Officer (President & CEO) | 3/A | Non-Qualified Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2011-01-10 | ||
| 2011-01-10 holding as of filing | Artzer Christopher A Officer (VP, General Counsel & Sect'y) | 3/A | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $22.75 exercise price | 2011-01-10 | ||
| 2011-01-10 holding as of filing | Artzer Christopher A Officer (VP, General Counsel & Sect'y) | 3/A | Non-Qualified Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2011-01-10 | ||
| 2010-12-31 | Bloesch Micheal Officer (Vice Pres - Strategic Planning) | 4 | Incentive Stock Options (right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,125 0 owned after | $22.75 exercise price | 2011-01-03 | |
| 2010-11-11 | Wollenberg Roger D Officer (Vice President & Controller) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 4,000 owned after | $25.00 exercise price | 2010-11-12 | |
| 2010-11-10 | Wollenberg Roger D Officer (Vice President & Controller) | 4 | Incentive Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 18,000 owned after | $25.00 exercise price | 2010-11-12 | |
| 2010-11-04 holding as of filing | Bloesch Micheal Officer (Vice Pres - Strategic Planning) | 3/A | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $22.75 exercise price | 2010-11-04 | ||
| 2010-10-22 holding as of filing | Bloesch Micheal Officer (VP - Strategic Planning) | 3 | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $22.75 exercise price | 2010-10-22 | ||
| 2010-05-24 | SHAVER CHARLES W Director, Officer (President & CEO) | 4/A | Non-Qualified Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −391,592 0 owned after | $14.25 exercise price | 2010-06-14 | |
| 2010-05-24 | Artzer Christopher A Officer (VP, General Counsel & Sect'y) | 4 | Non-Qualified Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $14.25 exercise price | 2010-05-26 | |
| 2010-05-24 | SHAVER CHARLES W Director, Officer (President & CEO) | 4 | Non-Qualified Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −391,592 0 owned after | $14.25 exercise price | 2010-05-26 | |
| 2010-01-25 holding as of filing | Wollenberg Roger D Officer (Vice President & Controller) | 3 | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $25.00 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Sharp Paula S. Officer (Vice President-Human Resources) | 3 | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $28.25 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Batiz Luis Officer (SVP - Operations) | 3 | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Batiz Luis Officer (SVP - Operations) | 3 | Non-Qualified Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | DREESSEN RUTH I Officer (EVP & CFO) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $19.50 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | DREESSEN RUTH I Officer (EVP & CFO) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $19.50 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | DREESSEN RUTH I Officer (EVP & CFO) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $22.75 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | DREESSEN RUTH I Officer (EVP & CFO) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | SHAVER CHARLES W Director, Officer (President & CEO) | 3 | Non-Qualified Stock Options (right to buy) Derivative · Direct | Holding | $14.25 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | SHAVER CHARLES W Director, Officer (President & CEO) | 3 | Non-Qualified Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Vastnetsov Sergey Director | 3 | Incentive Stock Options Derivative · Direct | Holding | $18.80 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Cacioppo James Director | 3 | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $18.80 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Artzer Christopher A Officer (VP, General Counsel & Sect'y) | 3 | Non-Qualified Stock Options (right to buy) Derivative · Direct | Holding | $14.25 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Artzer Christopher A Officer (VP, General Counsel & Sect'y) | 3 | Incentive Stock Options (right to buy) Derivative · Direct | Holding | $22.75 exercise price | 2010-01-25 | ||
| 2010-01-25 holding as of filing | Artzer Christopher A Officer (VP, General Counsel & Sect'y) | 3 | Non-Qualfied Stock Options (right to buy) Derivative · Direct | Holding | $28.00 exercise price | 2010-01-25 |