TPC GROUP INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-20: Reporting owner White Michael S; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-20: Reporting owner McDonnell Michael T; Form 4; Security Stock Appreciation Right; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-10-24: Reporting owner White Michael S; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-25: Reporting owner McDonnell Michael T; Form 4; Security Stock Appreciation Right; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 | White Michael S Officer (SVP, Operations) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,774 0 owned after | $20.31 exercise price | 2012-12-26 | |
| 2012-12-20 | McDonnell Michael T Director, Officer (President and CEO) | 4 | Stock Appreciation Right Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,000 0 owned after | $28.55 exercise price | 2012-12-26 | |
| 2011-10-24 | White Michael S Officer (SVP - Operations) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,774 23,774 owned after | $20.31 exercise price | 2011-10-26 | |
| 2011-03-25 | McDonnell Michael T Director, Officer (President & CEO) | 4 | Stock Appreciation Right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $28.55 exercise price | 2011-03-28 | |
| 2011-02-25 holding as of filing | Allspach Eugene Robert Director | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2011-02-25 | |
| 2010-06-07 holding as of filing | Desdin Miguel A. Officer (SVP and CFO) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-06-07 | |
| 2010-05-26 holding as of filing | Heuser Shelly S Officer (Vice President - Supply Chain) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-05-26 | |
| 2010-01-25 holding as of filing | Crockett Russell Officer (SVP - Commercial) | 3 | No securities are benefically owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2010-01-25 |