TOWER FINANCIAL CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-05-04: Reporting owner RUFFOLO JOSEPH D; Form 4; Security Series A Convertible; Transaction Holding.
- 2006-06-12: Reporting owner BUSSE KEITH E; Form 4; Security TOFC; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-06-09: Reporting owner BUSSE KEITH E; Form 4; Security TOFC; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-06-08: Reporting owner BUSSE KEITH E; Form 4; Security TOFC; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-05-04 holding as of filing | RUFFOLO JOSEPH D Director | 4 | Series A Convertible Derivative · Direct · (m) | Holding | 750 owned after | $6.02 exercise price | 2010-05-04 | |
| 2006-06-12 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +204 45,199 owned after | $18.90 | 2006-06-13 | |
| 2006-06-09 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +460 44,995 owned after | $18.90 | 2006-06-13 | |
| 2006-06-08 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +636 44,535 owned after | $18.90 | 2006-06-13 | |
| 2006-06-02 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,200 43,899 owned after | $18.90 | 2006-06-02 | |
| 2006-05-25 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +304 42,699 owned after | $19.00 | 2006-05-30 | |
| 2006-05-25 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 42,195 owned after | $18.95 | 2006-05-25 | |
| 2006-05-25 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 42,295 owned after | $18.93 | 2006-05-25 | |
| 2006-05-25 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 42,395 owned after | $18.92 | 2006-05-25 | |
| 2006-05-24 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +96 41,796 owned after | $18.67 | 2006-05-25 | |
| 2006-05-24 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +99 41,895 owned after | $18.66 | 2006-05-25 | |
| 2006-05-24 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 41,995 owned after | $18.68 | 2006-05-25 | |
| 2006-05-04 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500 37,500 owned after | $18.90 | 2006-05-05 | |
| 2006-05-04 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 37,700 owned after | $19.35 | 2006-05-05 | |
| 2006-05-04 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +800 38,500 owned after | $19.30 | 2006-05-05 | |
| 2006-05-04 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,200 41,700 owned after | $19.38 | 2006-05-05 | |
| 2006-05-03 | BUSSE KEITH E Director | 4 | TOFC Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 37,000 owned after | $19.28 | 2006-05-05 |