TOWER FINANCIAL CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-05-09: Reporting owner NIEZER DEBRA A; Form 4; Security Deferred Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2013-05-09: Reporting owner Taylor Robert Norfleet; Form 4; Security Deferred Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2013-05-09: Reporting owner Glaze Scott A; Form 4; Security Deferred Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2013-05-09: Reporting owner CALLEN KATHRYN D; Form 4; Security Deferred Stock Units; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-05-09 | NIEZER DEBRA A Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −366 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | Taylor Robert Norfleet Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −483 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | Glaze Scott A Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −556 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | CALLEN KATHRYN D Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −410 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | WALTERS IRENE Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −395 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | BUSSE KEITH E Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −468 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | NIEZER WILLIAM G Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −439 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | Stacey Kim T Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −702 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | HENRY JEROME F JR Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −644 0 owned after | $0.00 | 2013-05-09 | |
| 2013-05-09 | Turpin Ronald W Director | 4 | Deferred Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −644 0 owned after | $0.00 | 2013-05-09 | |
| 2012-05-25 | Glaze Scott A Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +556 556 owned after | $0.00 | 2012-05-30 | |
| 2012-05-25 | CALLEN KATHRYN D Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +410 410 owned after | $0.00 | 2012-05-29 | |
| 2012-05-25 | WALTERS IRENE Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +395 395 owned after | $0.00 | 2012-05-29 | |
| 2012-05-25 | TIPPMAN JOHN V SR Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +161 161 owned after | $0.00 | 2012-05-29 | |
| 2012-05-25 | BUSSE KEITH E Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +468 468 owned after | $0.00 | 2012-05-29 | |
| 2012-05-25 | NIEZER WILLIAM G Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +439 439 owned after | $0.00 | 2012-05-29 | |
| 2012-05-23 | NIEZER DEBRA A Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +366 366 owned after | $0.00 | 2013-02-28 | |
| 2012-05-23 | Taylor Robert Norfleet Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +483 483 owned after | $0.00 | 2012-07-10 | |
| 2012-05-23 | Stacey Kim T Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +702 702 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | Turpin Ronald W Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +644 644 owned after | $0.00 | 2012-05-25 | |
| 2012-05-23 | HENRY JEROME F JR Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +644 644 owned after | $0.00 | 2012-05-25 |