TOP SHIPS INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2022-10-25: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-10-10; Total offering amount $7,240,894.
- 2022-06-21: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2022-06-03; Total offering amount $715,150.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2022-10-25 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-10-10 | $7,240,894 | $0 | $7,240,894 | 1 |
| 2022-06-21 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2022-06-03 | $715,150 | $0 | $715,150 | 1 |