TMS INTERNATIONAL CORP. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows, 43 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-19: Reporting owner Aronson Jerome David; Form 4; Security Class A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-04-19: Reporting owner Kalouche Raymond Semaan; Form 4; Security Class A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-04-19: Reporting owner Rosati Daniel Erich; Form 4; Security Class A Preferred Stock; Transaction C Conversion of derivative security.
- 2011-04-19: Reporting owner Lippard Thomas Eugene; Form 4; Security Class A Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-19 | Aronson Jerome David Officer (P & COO of the Raw Mat & O G) | 4 | Class A Preferred Stock Derivative · Direct | C Conversion of derivative security | −175 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Kalouche Raymond Semaan Officer (COO,Pres&COO of the MS Group) | 4 | Class A Preferred Stock Derivative · Direct | C Conversion of derivative security | −100 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Rosati Daniel Erich Officer (Executive Vice President & CFO) | 4 | Class A Preferred Stock Derivative · Direct | C Conversion of derivative security | −40 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Lippard Thomas Eugene Officer (EVP,Secretary&General Counsel) | 4 | Class A Preferred Stock Derivative · Direct | C Conversion of derivative security | −76 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Curtin Joseph Director, Officer (Chief Executive Officer) | 4 | Class A Preferred Stock Derivative · Direct | C Conversion of derivative security | −200 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Osborne Colin Director | 4 | Class A Preferred Stock Derivative · Direct | C Conversion of derivative security | −5 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Srivastava Manish Kumar Director | 4 | Class A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −460 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Duncanson Timothy A.R. Director | 4 | Class A Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −460 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Coslov I Michael Director | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −1 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Coslov I Michael Director | 4 | Class A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Coslov I Michael Director | 4 | Class A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −1,099 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −19,390 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −11,404 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −95 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −460 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −223 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Preferred Stock Derivative · Direct · (m) | C Conversion of derivative security | −2,622 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-19 | Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class A Preferred Stock Derivative · Indirect · (m) | C Conversion of derivative security | −19,850 0 owned after | $13.00 exercise price | 2011-04-21 | |
| 2011-04-14 holding as of filing | SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class A Preferred Stock Derivative · Direct · (m) | Holding | $13.00 exercise price | 2011-04-14 | ||
| 2011-04-14 holding as of filing | SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class A Preferred Stock Derivative · Direct · (m) | Holding | $13.00 exercise price | 2011-04-14 | ||
| 2011-04-14 holding as of filing | SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class A Preferred Stock Derivative · Direct · (m) | Holding | $13.00 exercise price | 2011-04-14 | ||
| 2011-04-14 holding as of filing | SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class A Preferred Stock Derivative · Direct · (m) | Holding | $13.00 exercise price | 2011-04-14 | ||
| 2011-04-14 holding as of filing | SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class A Preferred Stock Derivative · Direct · (m) | Holding | $13.00 exercise price | 2011-04-14 | ||
| 2011-04-14 holding as of filing | SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class A Preferred Stock Derivative · Direct · (m) | Holding | $13.00 exercise price | 2011-04-14 | ||
| 2011-04-14 holding as of filing | SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Class A Preferred Stock Derivative · Indirect · (m) | Holding | $13.00 exercise price | 2011-04-14 | ||
| 2011-04-08 holding as of filing | ONEX CORP | SCHWARTZ GERALD W 10% Owner | 10% Owner | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | ONEX CORP | SCHWARTZ GERALD W 10% Owner | 10% Owner | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | ONEX CORP | SCHWARTZ GERALD W 10% Owner | 10% Owner | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | ONEX CORP | SCHWARTZ GERALD W 10% Owner | 10% Owner | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | ONEX CORP | SCHWARTZ GERALD W 10% Owner | 10% Owner | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | ONEX CORP | SCHWARTZ GERALD W 10% Owner | 10% Owner | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | ONEX CORP | SCHWARTZ GERALD W 10% Owner | 10% Owner | 3 | Class A Preferred Stock Derivative · Indirect · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Aronson Jerome David Officer (P & COO of the Raw Mat & O G) | 3 | Class A Preferred Stock Derivative · Direct | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Coslov I Michael Director | 3 | Class A Preferred Stock Derivative · Direct · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Coslov I Michael Director | 3 | Class A Preferred Stock Derivative · Indirect · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Coslov I Michael Director | 3 | Class A Preferred Stock Derivative · Indirect · (m) | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Curtin Joseph Director, Officer (Chief Executive Officer) | 3 | Class A Preferred Stock Derivative · Direct | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Rosati Daniel Erich Officer (Executive Vice President & CFO) | 3 | Class A Preferred Stock Derivative · Direct | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Osborne Colin Director | 3 | Class A Preferred Stock Derivative · Direct | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Lippard Thomas Eugene Officer (EVP,Secretary&General Counsel) | 3 | Class A Preferred Stock Derivative · Direct | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Srivastava Manish Kumar Director | 3 | Class A Preferred Stock Derivative · Indirect · See footnote | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Duncanson Timothy A.R. Director | 3 | Class A Preferred Stock Derivative · Indirect · See footnote | Holding | $16.00 exercise price | 2011-04-08 | ||
| 2011-04-08 holding as of filing | Kalouche Raymond Semaan Officer (COO,Pres&COO of the MS Group) | 3 | Class A Preferred Stock Derivative · Direct | Holding | $16.00 exercise price | 2011-04-08 |