Advertisement
Screener

TMS INTERNATIONAL CORP. Forms 3, 4 and 5: Other

TMS INTERNATIONAL CORP. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 94 rows, 94 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2013-10-16: Reporting owner SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P; Form 4; Security Class B Common Stock; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
  • 2013-10-16: Reporting owner SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P; Form 4; Security Class B Common Stock; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
  • 2013-10-16: Reporting owner SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P; Form 4; Security Class B Common Stock; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
  • 2013-10-16: Reporting owner SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P; Form 4; Security Class B Common Stock; Transaction U Disposition pursuant to a tender of shares in a change of control transaction.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2013-10-16SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
U Disposition pursuant to a tender of shares in a change of control transaction−22,903,899
0 owned after
$17.502013-10-18
2013-10-16SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
U Disposition pursuant to a tender of shares in a change of control transaction−13,471,020
0 owned after
$17.502013-10-18
2013-10-16SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
U Disposition pursuant to a tender of shares in a change of control transaction−112,544
0 owned after
$17.502013-10-18
2013-10-16SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
U Disposition pursuant to a tender of shares in a change of control transaction−543,030
0 owned after
$17.502013-10-18
2013-10-16SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
U Disposition pursuant to a tender of shares in a change of control transaction−263,862
0 owned after
$17.502013-10-18
2013-10-16SCHWARTZ GERALD W | ONEX CORP | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
U Disposition pursuant to a tender of shares in a change of control transaction−23,446,929
0 owned after
$17.502013-10-18
2013-10-16Duncanson Timothy A.R.
Director
4Class B Common Stock
Derivative · Indirect · See FN (1)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−19,462
0 owned after
$17.502013-10-18
2013-10-16Srivastava Manish Kumar
Director
4Class B Common Stock
Derivative · Indirect · See FN (1)
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,993
0 owned after
$17.502013-10-18
2013-10-16Osborne Colin
Director
4Class B Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,380
0 owned after
$17.502013-10-18
2013-10-16Rosati Daniel Erich
Officer (Executive VP and CFO)
4Class B Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−85,651
0 owned after
$17.502013-10-18
2013-10-16Aronson Jerome David
Officer (Pres & COO of the Raw Mat & OG)
4Class B Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−190,777
0 owned after
$17.502013-10-18
2013-10-16Peters Kirk Davin
Officer (Asst. Treasurer & PAO)
4Class B Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−905
0 owned after
$17.502013-10-18
2013-10-16Curtin Joseph
Director, Officer (Executive Chairman)
4Class B Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−210,717
0 owned after
$17.502013-10-18
2013-10-16HELLER LEON Z
Officer (Exec VP, Sec. & Gen Counsel)
4Class B Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−15,087
0 owned after
$17.502013-10-18
2013-10-16Kalouche Raymond Semaan
Director, Officer (President and CEO)
4Class B Common Stock
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−130,962
0 owned after
$17.502013-10-17
2013-04-23Aronson Jerome David
Officer (Pres & COO of the Raw Mat & OG)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−38,156
190,777 owned after
$0.002013-04-23
2013-04-19Kalouche Raymond Semaan
Director, Officer (President and CEO)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−26,193
130,962 owned after
$0.002013-04-23
2013-04-19Curtin Joseph
Director, Officer (Executive Chairman)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−42,143
210,717 owned after
$0.002013-04-23
2013-01-09
holding as of filing
HELLER LEON Z
Officer (Exec VP, Sec. & Gen Counsel)
3Class B Common Stock
Derivative · Direct
Holdingno price filed2013-01-09
2012-12-14Lippard Thomas Eugene
Officer (Exec VP, Sec. & Gen Counsel)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−24,872
106,183 owned after
$0.002012-12-18
2012-11-07Curtin Joseph
Director, Officer (President, CEO and Chairman)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−42,143
252,860 owned after
$0.002012-11-08
2012-05-15Coslov I Michael
10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security−49,468
0 owned after
$0.002012-05-17
2012-05-15Coslov I Michael
10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
C Conversion of derivative security−1,402,261
0 owned after
$0.002012-05-17
2012-05-15Coslov I Michael
10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
C Conversion of derivative security−701
0 owned after
$0.002012-05-17
2012-04-24Aronson Jerome David
Officer (Pres & COO of the Raw Mat & OG)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−38,156
228,933 owned after
$0.002012-04-26
2012-04-19Kalouche Raymond Semaan
Officer (COO; Pres & COO of MSG)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−26,193
157,155 owned after
$0.002012-04-23
2012-02-27Curtin Joseph
Director, Officer (President, CEO, and Chairman)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−17,082
295,003 owned after
$0.002012-02-29
2012-02-02Aronson Jerome David
Officer (P & COO of the Raw Mat & O G)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−15,467
267,089 owned after
$0.002012-02-06
2011-12-02Kalouche Raymond Semaan
Officer (See Remarks)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−10,617
183,348 owned after
$0.002011-12-05
2011-04-19Aronson Jerome David
Officer (P & COO of the Raw Mat & O G)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security+187,010
289,844 owned after
no price filed2011-04-21
2011-04-19Aronson Jerome David
Officer (P & COO of the Raw Mat & O G)
4Class B Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,401
305,245 owned after
$0.002011-04-21
2011-04-19Aronson Jerome David
Officer (P & COO of the Raw Mat & O G)
4Class B Common Stock
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−22,689
282,556 owned after
$12.162011-04-21
2011-04-19Kalouche Raymond Semaan
Officer (COO,Pres&COO of the MS Group)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security+106,863
203,011 owned after
no price filed2011-04-21
2011-04-19Kalouche Raymond Semaan
Officer (COO,Pres&COO of the MS Group)
4Class B Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,530
209,541 owned after
$0.002011-04-21
2011-04-19Kalouche Raymond Semaan
Officer (COO,Pres&COO of the MS Group)
4Class B Common Stock
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−15,576
193,965 owned after
$12.162011-04-21
2011-04-19Rosati Daniel Erich
Officer (Executive Vice President & CFO)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security+42,745
83,856 owned after
no price filed2011-04-21
2011-04-19Rosati Daniel Erich
Officer (Executive Vice President & CFO)
4Class B Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,672
92,528 owned after
$0.002011-04-21
2011-04-19Rosati Daniel Erich
Officer (Executive Vice President & CFO)
4Class B Common Stock
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−6,877
85,651 owned after
$12.162011-04-21
2011-04-19Lippard Thomas Eugene
Officer (EVP,Secretary&General Counsel)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security+81,216
134,321 owned after
no price filed2011-04-21
2011-04-19Lippard Thomas Eugene
Officer (EVP,Secretary&General Counsel)
4Class B Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,257
141,578 owned after
$0.002011-04-21
2011-04-19Lippard Thomas Eugene
Officer (EVP,Secretary&General Counsel)
4Class B Common Stock
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−10,523
131,055 owned after
$12.162011-04-21
2011-04-19Curtin Joseph
Director, Officer (Chief Executive Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security+213,726
330,617 owned after
no price filed2011-04-21
2011-04-19Curtin Joseph
Director, Officer (Chief Executive Officer)
4Class B Common Stock
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,529
337,146 owned after
$0.002011-04-21
2011-04-19Curtin Joseph
Director, Officer (Chief Executive Officer)
4Class B Common Stock
Derivative · Direct
S Open market or private sale of non-derivative or derivative security−25,061
312,085 owned after
$12.162011-04-21
2011-04-19Osborne Colin
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security+5,343
6,380 owned after
no price filed2011-04-21
2011-04-19Srivastava Manish Kumar
Director
4Class B Common Stock
Derivative · Indirect · See footnote
C Conversion of derivative security+491,276
586,637 owned after
no price filed2011-04-21
2011-04-19Srivastava Manish Kumar
Director
4Class B Common Stock
Derivative · Indirect · See footnote
S Open market or private sale of non-derivative or derivative security−43,607
543,030 owned after
$12.162011-04-21
2011-04-19Duncanson Timothy A.R.
Director
4Class B Common Stock
Derivative · Indirect · See footnote
C Conversion of derivative security+491,276
586,637 owned after
no price filed2011-04-21
2011-04-19Duncanson Timothy A.R.
Director
4Class B Common Stock
Derivative · Indirect · See footnote
S Open market or private sale of non-derivative or derivative security−43,607
543,030 owned after
$12.162011-04-21
2011-04-19Coslov I Michael
Director
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security+587
49,468 owned after
no price filed2011-04-21
2011-04-19Coslov I Michael
Director
4Class B Common Stock
Derivative · Indirect · (m)
C Conversion of derivative security+587
701 owned after
no price filed2011-04-21
2011-04-19Coslov I Michael
Director
4Class B Common Stock
Derivative · Indirect · (m)
C Conversion of derivative security+1,174,316
1,402,261 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security+20,721,000
24,743,138 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
S Open market or private sale of non-derivative or derivative security−1,839,239
22,903,899 owned after
$12.162011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security+12,187,139
14,552,755 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
S Open market or private sale of non-derivative or derivative security−1,081,755
13,471,020 owned after
$12.162011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security+101,818
121,582 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
S Open market or private sale of non-derivative or derivative security−9,038
112,544 owned after
$12.162011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security+491,276
586,637 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
S Open market or private sale of non-derivative or derivative security−43,607
543,030 owned after
$12.162011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security+238,714
285,051 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
S Open market or private sale of non-derivative or derivative security−21,189
263,862 owned after
$12.162011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
C Conversion of derivative security+2,801,733
3,345,575 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
C Conversion of derivative security+21,212,276
25,329,775 owned after
no price filed2011-04-21
2011-04-19Tube City EI II Ltd. | ONEX CORP | ONEX PARTNERS II L P | SCHWARTZ GERALD W
10% Owner | 10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
S Open market or private sale of non-derivative or derivative security−1,882,846
23,446,929 owned after
$12.162011-04-21
2011-04-14
holding as of filing
SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner | 10% Owner
3/AClass B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-14
2011-04-14
holding as of filing
SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner | 10% Owner
3/AClass B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-14
2011-04-14
holding as of filing
SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner | 10% Owner
3/AClass B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-14
2011-04-14
holding as of filing
SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner | 10% Owner
3/AClass B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-14
2011-04-14
holding as of filing
SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner | 10% Owner
3/AClass B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-14
2011-04-14
holding as of filing
SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner | 10% Owner
3/AClass B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-14
2011-04-14
holding as of filing
SCHWARTZ GERALD W | ONEX CORP | Tube City EI II Ltd. | ONEX PARTNERS II L P
10% Owner | 10% Owner | 10% Owner | 10% Owner
3/AClass B Common Stock
Derivative · Indirect · (m)
Holdingno price filed2011-04-14
2011-04-12
holding as of filing
Tolbert Patrick Wright
Director
3/ANo securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2011-04-12
2011-04-08
holding as of filing
ONEX CORP | SCHWARTZ GERALD W
10% Owner | 10% Owner
3Class B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
ONEX CORP | SCHWARTZ GERALD W
10% Owner | 10% Owner
3Class B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
ONEX CORP | SCHWARTZ GERALD W
10% Owner | 10% Owner
3Class B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
ONEX CORP | SCHWARTZ GERALD W
10% Owner | 10% Owner
3Class B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
ONEX CORP | SCHWARTZ GERALD W
10% Owner | 10% Owner
3Class B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
ONEX CORP | SCHWARTZ GERALD W
10% Owner | 10% Owner
3Class B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
ONEX CORP | SCHWARTZ GERALD W
10% Owner | 10% Owner
3Class B Common Stock
Derivative · Indirect · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Aronson Jerome David
Officer (P & COO of the Raw Mat & O G)
3Class B Common Stock
Derivative · Direct
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
CONNELLY John J.
Director
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2011-04-08
2011-04-08
holding as of filing
Coslov I Michael
Director
3Class B Common Stock
Derivative · Direct · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Coslov I Michael
Director
3Class B Common Stock
Derivative · Indirect · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Coslov I Michael
Director
3Class B Common Stock
Derivative · Indirect · (m)
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Curtin Joseph
Director, Officer (Chief Executive Officer)
3Class B Common Stock
Derivative · Direct
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Rosati Daniel Erich
Officer (Executive Vice President & CFO)
3Class B Common Stock
Derivative · Direct
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Osborne Colin
Director
3Class B Common Stock
Derivative · Direct
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Lippard Thomas Eugene
Officer (EVP,Secretary&General Counsel)
3Class B Common Stock
Derivative · Direct
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Peters Kirk Davin
Officer (Principal Accounting Officer)
3Class B Common Stock
Derivative · Direct
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Srivastava Manish Kumar
Director
3Class B Common Stock
Derivative · Indirect · See footnote
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Duncanson Timothy A.R.
Director
3Class B Common Stock
Derivative · Indirect · See footnote
Holdingno price filed2011-04-08
2011-04-08
holding as of filing
Tolbert Patrick K
Director
3No securities are beneficially owned
Non-derivative · Direct
Holding
0 owned after
no price filed2011-04-08
2011-04-08
holding as of filing
Kalouche Raymond Semaan
Officer (COO,Pres&COO of the MS Group)
3Class B Common Stock
Derivative · Direct
Holdingno price filed2011-04-08