Tintri, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-29: Reporting owner KERINS PATRICK J | BARRIS PETER J | NEA Partners 12, Limited Partnership | NEA 12 GP, LLC | SANDELL SCOTT D | BARRETT M JAMES | BASKETT FOREST | New Enterprise Associates 12, Limited Partnership; Form 3; Security Stock Purchase Warrant (right to buy); Transaction Holding.
- 2017-06-29: Reporting owner Eggers Barry | Mhatre Ravi | Lightspeed Ultimate General Partner VIII, Ltd. | Lightspeed General Partner VIII, L.P. | LIGHTSPEED VENTURE PARTNERS VIII LP | Nieh Peter; Form 3; Security Stock Purchase Warrant (right to buy); Transaction Holding.
- 2017-06-29: Reporting owner SCHAEPE CHRISTOPHER J; Form 3; Security Stock Purchase Warrant (right to buy); Transaction Holding.
- 2017-06-01: Reporting owner SCHAEPE CHRISTOPHER J; Form 4; Security Stock Purchase Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-29 holding as of filing | KERINS PATRICK J | BARRIS PETER J | NEA Partners 12, Limited Partnership | NEA 12 GP, LLC | SANDELL SCOTT D | BARRETT M JAMES | BASKETT FOREST | New Enterprise Associates 12, Limited Partnership 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | $16.44 exercise price | 2017-06-29 | ||
| 2017-06-29 holding as of filing | Eggers Barry | Mhatre Ravi | Lightspeed Ultimate General Partner VIII, Ltd. | Lightspeed General Partner VIII, L.P. | LIGHTSPEED VENTURE PARTNERS VIII LP | Nieh Peter 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Stock Purchase Warrant (right to buy) Derivative · Direct | Holding | $16.44 exercise price | 2017-06-29 | ||
| 2017-06-29 holding as of filing | SCHAEPE CHRISTOPHER J Director, 10% Owner | 3 | Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $16.44 exercise price | 2017-06-29 | ||
| 2017-06-01 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Stock Purchase Warrant (right to buy) Derivative · Indirect · See footnotes | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +516,137 516,137 owned after | $16.44 exercise price | 2017-07-10 | |
| 2017-06-01 | Lightspeed General Partner VIII, L.P. | Mhatre Ravi | Lightspeed Ultimate General Partner VIII, Ltd. | Eggers Barry | Nieh Peter | LIGHTSPEED VENTURE PARTNERS VIII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Purchase Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +516,137 516,137 owned after | $16.44 exercise price | 2017-07-10 |