Tintri, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-02-27: Reporting owner SLTA Kraftwerk (GP), L.L.C. | Silver Lake Technology Investors Kraftwerk, L.P. | Silver Lake Kraftwerk Fund, L.P. | Silver Lake Group, L.L.C. | Silver Lake Technology Associates Kraftwerk, L.P.; Form 4; Security Note Purchase Agreement (obligation to purchase); Transaction E Expiration of short derivative position.
- 2018-02-27: Reporting owner SLTA Kraftwerk (GP), L.L.C. | Silver Lake Technology Investors Kraftwerk, L.P. | Silver Lake Kraftwerk Fund, L.P. | Silver Lake Group, L.L.C. | Silver Lake Technology Associates Kraftwerk, L.P.; Form 4; Security Note Purchase Agreement (obligation to purchase); Transaction E Expiration of short derivative position.
- 2018-02-26: Reporting owner New Enterprise Associates 12, Limited Partnership | NEA 12 GP, LLC | KERINS PATRICK J | BARRETT M JAMES | BARRIS PETER J | NEA Partners 12, Limited Partnership | BASKETT FOREST | SANDELL SCOTT D; Form 4; Security Note Purchase Agreement (obligation to purchase); Transaction E Expiration of short derivative position.
- 2018-02-26: Reporting owner SCHAEPE CHRISTOPHER J; Form 4; Security Note Purchase Agreement (obligations to purchase); Transaction E Expiration of short derivative position.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-02-27 | SLTA Kraftwerk (GP), L.L.C. | Silver Lake Technology Investors Kraftwerk, L.P. | Silver Lake Kraftwerk Fund, L.P. | Silver Lake Group, L.L.C. | Silver Lake Technology Associates Kraftwerk, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Indirect · Held through Silver Lake Kraftwerk Fund, L.P. | E Expiration of short derivative position | $7.00 exercise price | 2018-03-02 | ||
| 2018-02-27 | SLTA Kraftwerk (GP), L.L.C. | Silver Lake Technology Investors Kraftwerk, L.P. | Silver Lake Kraftwerk Fund, L.P. | Silver Lake Group, L.L.C. | Silver Lake Technology Associates Kraftwerk, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Indirect · Held through Silver Lake Technology Investors Kraftwerk, L.P. | E Expiration of short derivative position | $7.00 exercise price | 2018-03-02 | ||
| 2018-02-26 | New Enterprise Associates 12, Limited Partnership | NEA 12 GP, LLC | KERINS PATRICK J | BARRETT M JAMES | BARRIS PETER J | NEA Partners 12, Limited Partnership | BASKETT FOREST | SANDELL SCOTT D 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Direct | E Expiration of short derivative position | 0 owned after | $7.00 exercise price | 2018-03-02 | |
| 2018-02-26 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Note Purchase Agreement (obligations to purchase) Derivative · Indirect · see footnote | E Expiration of short derivative position | −4,275,000 0 owned after | $7.00 exercise price | 2018-03-02 | |
| 2018-02-26 | Lightspeed Ultimate General Partner VIII, Ltd. | Mhatre Ravi | Eggers Barry | LIGHTSPEED VENTURE PARTNERS VIII LP | Nieh Peter | Lightspeed General Partner VIII, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Note Purchase Agreement (obligations to purchase) Derivative · Direct | E Expiration of short derivative position | −4,275,000 0 owned after | $7.00 exercise price | 2018-03-02 | |
| 2017-07-06 | SCHAEPE CHRISTOPHER J Director, 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | 610,714 owned after | $7.00 exercise price | 2017-07-10 | |
| 2017-07-06 | Lightspeed General Partner VIII, L.P. | Mhatre Ravi | Lightspeed Ultimate General Partner VIII, Ltd. | Eggers Barry | Nieh Peter | LIGHTSPEED VENTURE PARTNERS VIII LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 610,714 owned after | $7.00 exercise price | 2017-07-10 | |
| 2017-07-06 | New Enterprise Associates 12, Limited Partnership 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Direct | J Other acquisition or disposition (describe transaction) | 967,857 owned after | $7.00 exercise price | 2017-07-10 | |
| 2017-07-06 | Silver Lake Technology Investors Kraftwerk, L.P. | Silver Lake Kraftwerk Fund, L.P. | Silver Lake Group, L.L.C. | Silver Lake Technology Associates Kraftwerk, L.P. | SLTA Kraftwerk (GP), L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Indirect · Held through Siver Lake Kraftwerk Fund, L.P. | J Other acquisition or disposition (describe transaction) | $7.00 exercise price | 2017-07-10 | ||
| 2017-07-06 | Silver Lake Technology Investors Kraftwerk, L.P. | Silver Lake Kraftwerk Fund, L.P. | Silver Lake Group, L.L.C. | Silver Lake Technology Associates Kraftwerk, L.P. | SLTA Kraftwerk (GP), L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Note Purchase Agreement (obligation to purchase) Derivative · Indirect · Held through Silver Lake Technology Investors Kraftwerk, L.P. | J Other acquisition or disposition (describe transaction) | $7.00 exercise price | 2017-07-10 |