TIMIOS NATIONAL CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-06-13: Reporting owner BRIGANTE MICHAEL THOMAS; Form 4; Security Series H Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-06-13: Reporting owner McMillen Charles Thomas; Form 4; Security Series H Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-06-13: Reporting owner KAPLAN ZEV E; Form 4; Security Series H Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-06-13: Reporting owner Stoffer Trevor; Form 4; Security Series H Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-06-13 | BRIGANTE MICHAEL THOMAS Officer (Senior V.P. of Finance & CFO) | 4 | Series H Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +23 23 owned after | $0.01 | 2012-06-14 | |
| 2012-06-13 | McMillen Charles Thomas Director, Officer (Chairman, Pres. & C.E.O.), 10% Owner | 4 | Series H Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +113 438 owned after | $0.01 | 2012-06-14 | |
| 2012-06-13 | KAPLAN ZEV E Director | 4 | Series H Preferred Stock Derivative · Indirect · By FFZ Family Trust | P Open market or private purchase of non-derivative or derivative security | +57 57 owned after | $0.01 | 2012-06-14 | |
| 2012-06-13 | Stoffer Trevor Officer (Pres. and CEO of Timios, Inc.) | 4 | Series H Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +157 157 owned after | $0.01 | 2012-06-14 |