TIMIOS NATIONAL CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-12: Reporting owner Macrae John Howard JR; Form 3; Security Common Stock Warrant (right to buy); Transaction Holding.
- 2009-11-12: Reporting owner Macrae John Howard JR; Form 3; Security Common Stock Warrant (right to buy); Transaction Holding.
- 2009-01-07: Reporting owner McMillen Charles Thomas; Form 4; Security Warrants to Purchase Common Stock; Transaction Holding.
- 2008-09-10: Reporting owner McMillen Charles Thomas; Form 4; Security Warrants to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-12 holding as of filing | Macrae John Howard JR Officer (*See Remarks) | 3 | Common Stock Warrant (right to buy) Derivative · Direct | Holding | $0.03 exercise price | 2009-11-12 | ||
| 2009-11-12 holding as of filing | Macrae John Howard JR Officer (*See Remarks) | 3 | Common Stock Warrant (right to buy) Derivative · Direct | Holding | $0.03 exercise price | 2009-11-12 | ||
| 2009-01-07 holding as of filing | McMillen Charles Thomas Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Direct | Holding | 0 owned after | $0.03 exercise price | 2009-01-07 | |
| 2008-09-10 | McMillen Charles Thomas Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.03 | 2008-09-12 | |
| 2008-08-22 holding as of filing | YORKVILLE BHN SPA | YORKVILLE ADVISORS LLC | YA Global Investments | ANGELO MARK | PRETE MARCO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2008-08-22 | ||
| 2008-08-22 holding as of filing | YORKVILLE BHN SPA | YORKVILLE ADVISORS LLC | YA Global Investments | ANGELO MARK | PRETE MARCO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant Derivative · Direct | Holding | $0.15 exercise price | 2008-08-22 | ||
| 2008-08-22 holding as of filing | YORKVILLE BHN SPA | YORKVILLE ADVISORS LLC | YA Global Investments | ANGELO MARK | PRETE MARCO 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant Derivative · Direct | Holding | $0.03 exercise price | 2008-08-22 | ||
| 2008-08-15 holding as of filing | YORKVILLE ADVISORS LLC 10% Owner | 3 | Warrant Derivative · Indirect · As Investment Manager to YA Global Investments, L.P. | Holding | $1.00 exercise price | 2008-08-15 | ||
| 2008-08-15 holding as of filing | YORKVILLE ADVISORS LLC 10% Owner | 3 | Warrant Derivative · Indirect · As Investment Manager to YA Global Investments, L.P. | Holding | $0.15 exercise price | 2008-08-15 | ||
| 2008-08-15 holding as of filing | YORKVILLE ADVISORS LLC 10% Owner | 3 | Warrant Derivative · Indirect · As Investment Manager to YA Global Investments, L.P. | Holding | $0.03 exercise price | 2008-08-15 | ||
| 2008-08-15 holding as of filing | YA Global Investments 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.00 exercise price | 2008-08-15 | ||
| 2008-08-15 holding as of filing | YA Global Investments 10% Owner | 3 | Warrant Derivative · Direct | Holding | $0.15 exercise price | 2008-08-15 | ||
| 2008-08-15 holding as of filing | YA Global Investments 10% Owner | 3 | Warrant Derivative · Direct | Holding | $0.03 exercise price | 2008-08-15 | ||
| 2008-04-01 | McMillen Charles Thomas Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,833,333 18,800,000 owned after | $0.03 | 2008-04-16 | |
| 2008-03-28 holding as of filing | LEICHTWEIS CHRISTOPHER PAUL Director, Officer (PRESIDENT), 10% Owner | 3 | Warrant to Purchase Common Stock Derivative · Direct | Holding | $0.03 exercise price | 2008-03-28 |