TIME WARNER CABLE INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-07: Reporting owner MARCUS ROBERT D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-20: Reporting owner MARCUS ROBERT D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-05: Reporting owner MARCUS ROBERT D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-10-20: Reporting owner MARCUS ROBERT D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-07 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,171 80,936 owned after | $86.76 exercise price | 2015-12-08 | |
| 2015-11-20 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 86,107 owned after | $86.76 exercise price | 2015-11-23 | |
| 2015-11-05 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 96,107 owned after | $86.76 exercise price | 2015-11-06 | |
| 2015-10-20 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 106,107 owned after | $86.76 exercise price | 2015-10-21 | |
| 2015-10-05 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 116,107 owned after | $86.76 exercise price | 2015-10-06 | |
| 2015-09-21 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,636 126,107 owned after | $86.76 exercise price | 2015-09-22 | |
| 2015-09-21 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,364 40,566 owned after | $77.04 exercise price | 2015-09-22 | |
| 2015-09-09 | SIEGEL MATTHEW Officer (SVP & Treasurer and Co-CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,344 10,690 owned after | $77.04 exercise price | 2015-09-10 | |
| 2015-09-08 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 43,930 owned after | $77.04 exercise price | 2015-09-09 | |
| 2015-08-20 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 53,930 owned after | $77.04 exercise price | 2015-08-21 | |
| 2015-08-05 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 63,930 owned after | $77.04 exercise price | 2015-08-06 | |
| 2015-08-05 | SIEGEL MATTHEW Officer (SVP & Treasurer and Co-CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,344 16,034 owned after | $77.04 exercise price | 2015-08-06 | |
| 2015-08-03 | Osbourn William F Jr Officer (SVP, Chief Acct Off & Co-CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,157 10,781 owned after | $86.76 exercise price | 2015-08-04 | |
| 2015-08-03 | Osbourn William F Jr Officer (SVP, Chief Acct Off & Co-CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,798 8,394 owned after | $77.04 exercise price | 2015-08-04 | |
| 2015-08-03 | Osbourn William F Jr Officer (SVP, Chief Acct Off & Co-CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,960 1,960 owned after | $72.05 exercise price | 2015-08-04 | |
| 2015-07-20 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,201 73,930 owned after | $77.04 exercise price | 2015-07-21 | |
| 2015-07-20 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,799 0 owned after | $72.05 exercise price | 2015-07-21 | |
| 2015-07-06 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 2,799 owned after | $72.05 exercise price | 2015-07-07 | |
| 2015-06-22 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 12,799 owned after | $72.05 exercise price | 2015-06-23 | |
| 2015-06-05 | MARCUS ROBERT D Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 22,799 owned after | $72.05 exercise price | 2015-06-08 | |
| 2015-06-04 holding as of filing | SIEGEL MATTHEW Officer (SVP & Treasurer and Co-CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $77.04 exercise price | 2015-06-04 | ||
| 2015-06-04 holding as of filing | SIEGEL MATTHEW Officer (SVP & Treasurer and Co-CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $86.76 exercise price | 2015-06-04 | ||
| 2015-06-01 | Minson Arthur T. Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,066 50,131 owned after | $95.51 exercise price | 2015-06-03 | |
| 2015-05-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,252 0 owned after | $45.15 exercise price | 2015-05-07 | |
| 2015-05-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,291 11,009 owned after | $86.76 exercise price | 2015-05-07 | |
| 2015-05-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,676 7,356 owned after | $77.04 exercise price | 2015-05-07 | |
| 2015-05-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,367 0 owned after | $72.05 exercise price | 2015-05-07 | |
| 2015-05-05 | Stern Peter C Officer (EVP-Ch Prod, Ppl & Strat Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,536 17,537 owned after | $86.76 exercise price | 2015-05-06 | |
| 2015-05-01 | Stern Peter C Officer (EVP-Ch Prod, Ppl & Strat Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,929 8,114 owned after | $77.04 exercise price | 2015-05-04 | |
| 2015-05-01 | Stern Peter C Officer (EVP-Ch Prod, Ppl & Strat Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,754 0 owned after | $72.05 exercise price | 2015-05-04 | |
| 2015-04-07 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 13,300 owned after | $86.76 exercise price | 2015-04-09 | |
| 2015-04-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,252 2,252 owned after | $45.15 exercise price | 2015-04-07 | |
| 2015-04-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,290 13,301 owned after | $86.76 exercise price | 2015-04-07 | |
| 2015-04-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,676 11,032 owned after | $77.04 exercise price | 2015-04-07 | |
| 2015-04-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,367 3,367 owned after | $72.05 exercise price | 2015-04-07 | |
| 2015-03-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,252 4,504 owned after | $45.15 exercise price | 2015-03-09 | |
| 2015-03-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,293 15,591 owned after | $86.76 exercise price | 2015-03-09 | |
| 2015-03-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,679 14,708 owned after | $77.04 exercise price | 2015-03-09 | |
| 2015-03-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,369 6,734 owned after | $72.05 exercise price | 2015-03-09 | |
| 2015-03-02 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,623 21,246 owned after | $86.76 exercise price | 2015-03-03 | |
| 2015-03-02 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,198 14,199 owned after | $77.04 exercise price | 2015-03-03 | |
| 2015-03-02 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,330 0 owned after | $72.05 exercise price | 2015-03-03 | |
| 2015-02-24 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,553 6,554 owned after | $77.04 exercise price | 2015-02-25 | |
| 2015-02-24 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,139 0 owned after | $72.05 exercise price | 2015-02-25 | |
| 2015-02-13 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,147 10,293 owned after | $86.76 exercise price | 2015-02-18 | |
| 2015-02-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,252 6,756 owned after | $45.15 exercise price | 2015-02-10 | |
| 2015-02-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −457 17,884 owned after | $86.76 exercise price | 2015-02-10 | |
| 2015-02-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,225 18,387 owned after | $77.04 exercise price | 2015-02-10 | |
| 2015-02-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,443 10,103 owned after | $72.05 exercise price | 2015-02-10 | |
| 2015-01-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,252 9,008 owned after | $45.15 exercise price | 2015-01-07 | |
| 2015-01-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −457 18,341 owned after | $86.76 exercise price | 2015-01-07 | |
| 2015-01-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,225 19,612 owned after | $77.04 exercise price | 2015-01-07 | |
| 2015-01-06 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,443 11,546 owned after | $72.05 exercise price | 2015-01-07 |