TIME WARNER CABLE INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-26: Reporting owner BRITT GLENN; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-26: Reporting owner BRITT GLENN; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-16: Reporting owner BRITT GLENN; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-06: Reporting owner BRITT GLENN; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,963 0 owned after | $23.48 exercise price | 2013-12-27 | |
| 2013-12-26 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37 119,868 owned after | $34.24 exercise price | 2013-12-27 | |
| 2013-12-16 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 9,963 owned after | $23.48 exercise price | 2013-12-17 | |
| 2013-12-06 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 19,963 owned after | $23.48 exercise price | 2013-12-09 | |
| 2013-11-26 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 29,963 owned after | $23.48 exercise price | 2013-11-27 | |
| 2013-11-22 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,253 21,258 owned after | $72.05 exercise price | 2013-11-25 | |
| 2013-11-18 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 39,963 owned after | $23.48 exercise price | 2013-11-19 | |
| 2013-11-06 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 49,963 owned after | $23.48 exercise price | 2013-11-07 | |
| 2013-09-13 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,749 10,749 owned after | $45.15 exercise price | 2013-09-17 | |
| 2013-09-13 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,404 0 owned after | $23.48 exercise price | 2013-09-17 | |
| 2013-09-11 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 59,963 owned after | $23.48 exercise price | 2013-09-12 | |
| 2013-08-02 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,536 24,620 owned after | $45.15 exercise price | 2013-08-05 | |
| 2013-08-02 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $23.48 exercise price | 2013-08-05 | |
| 2013-08-02 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,464 0 owned after | $47.95 exercise price | 2013-08-05 | |
| 2013-08-01 | Meeks Philip G Officer (EVP & COO, Business Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,134 44,134 owned after | $117.68 exercise price | 2013-08-05 | |
| 2013-06-27 | Gillman Joan H Officer (EVP & COO, Media Services) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,059 12,119 owned after | $72.05 exercise price | 2013-07-01 | |
| 2013-06-27 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,553 19,661 owned after | $77.04 exercise price | 2013-07-01 | |
| 2013-06-14 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,434 0 owned after | $23.48 exercise price | 2013-06-17 | |
| 2013-06-14 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,139 10,278 owned after | $72.05 exercise price | 2013-06-17 | |
| 2013-05-31 | Minson Arthur T. Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,372 81,372 owned after | $95.51 exercise price | 2013-06-03 | |
| 2013-05-24 holding as of filing | Gillman Joan H Officer (EVP & COO, Media Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $45.15 exercise price | 2013-05-24 | ||
| 2013-05-24 holding as of filing | Gillman Joan H Officer (EVP & COO, Media Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.05 exercise price | 2013-05-24 | ||
| 2013-05-24 holding as of filing | Gillman Joan H Officer (EVP & COO, Media Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $77.04 exercise price | 2013-05-24 | ||
| 2013-05-24 holding as of filing | Gillman Joan H Officer (EVP & COO, Media Services) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $86.76 exercise price | 2013-05-24 | ||
| 2013-05-22 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 109,963 owned after | $23.48 exercise price | 2013-05-23 | |
| 2013-05-20 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,549 2,000 owned after | $23.48 exercise price | 2013-05-21 | |
| 2013-05-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,733 13,578 owned after | $45.15 exercise price | 2013-05-10 | |
| 2013-05-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,947 0 owned after | $23.48 exercise price | 2013-05-10 | |
| 2013-05-08 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,793 8,794 owned after | $45.15 exercise price | 2013-05-10 | |
| 2013-05-07 | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,533 10,534 owned after | $45.15 exercise price | 2013-05-08 | |
| 2013-05-07 | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,030 0 owned after | $23.48 exercise price | 2013-05-08 | |
| 2013-05-02 | MARCUS ROBERT D Officer (President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 95,345 owned after | $45.15 exercise price | 2013-05-03 | |
| 2013-05-02 | MARCUS ROBERT D Officer (President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,505 0 owned after | $23.48 exercise price | 2013-05-03 | |
| 2013-04-26 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,700 12,863 owned after | $45.15 exercise price | 2013-04-29 | |
| 2013-04-26 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,316 0 owned after | $23.48 exercise price | 2013-04-29 | |
| 2013-02-20 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 159,963 owned after | $23.48 exercise price | 2013-02-21 | |
| 2013-02-13 | Witmer Melinda Officer (EVP, Chf Video & Content Offcr) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,279 20,279 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | MARCUS ROBERT D Officer (President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107,914 107,914 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,250 17,250 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,382 23,382 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,677 14,677 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,328 28,328 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,390 0 owned after | $23.48 exercise price | 2013-02-14 | |
| 2013-02-13 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,724 13,724 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,576 30,576 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,576 30,576 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | ESTEVES IRENE M Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,957 53,957 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-13 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,878 152,878 owned after | $86.76 exercise price | 2013-02-14 | |
| 2013-02-07 holding as of filing | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $23.48 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $45.15 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $72.05 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | Goetz William R Jr Officer (EVP & COO, Residential Svcs) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $77.04 exercise price | 2013-02-07 | ||
| 2013-01-08 | Witmer Melinda Officer (EVP, Chf Video & Content Offcr) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,552 40,656 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,522 40,566 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | Stern Peter C Officer (EVP-Ch Strat, People & Dev Off) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,818 32,453 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,808 29,424 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,931 56,792 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,738 26,214 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | ESTEVES IRENE M Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,058 108,174 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | MARCUS ROBERT D Officer (President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,087 162,261 owned after | $77.04 exercise price | 2013-01-09 | |
| 2013-01-08 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,164 306,491 owned after | $77.04 exercise price | 2013-01-09 |