TIME WARNER CABLE INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-15: Reporting owner BRITT GLENN; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-08: Reporting owner LaJoie Michael L; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-03: Reporting owner Stern Peter C; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-11: Reporting owner MacKinnon Gail; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-15 | BRITT GLENN Director, Officer (Chairman & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,507 332,552 owned after | $23.48 exercise price | 2010-12-16 | |
| 2010-12-08 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 7,464 owned after | $47.95 exercise price | 2010-12-09 | |
| 2010-12-03 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,851 39,905 owned after | $23.48 exercise price | 2010-12-07 | |
| 2010-11-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,401 34,206 owned after | $23.48 exercise price | 2010-11-15 | |
| 2010-11-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −514 514 owned after | $33.80 exercise price | 2010-11-15 | |
| 2010-11-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −955 1,912 owned after | $33.80 exercise price | 2010-11-15 | |
| 2010-11-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,134 8,135 owned after | $37.34 exercise price | 2010-11-15 | |
| 2010-11-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −887 0 owned after | $33.80 exercise price | 2010-11-15 | |
| 2010-11-11 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −714 0 owned after | $33.80 exercise price | 2010-11-15 | |
| 2010-11-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,810 0 owned after | $33.80 exercise price | 2010-11-10 | |
| 2010-11-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,905 0 owned after | $33.80 exercise price | 2010-11-10 | |
| 2010-11-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,461 0 owned after | $33.80 exercise price | 2010-11-10 | |
| 2010-11-04 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,851 42,756 owned after | $23.48 exercise price | 2010-11-08 | |
| 2010-11-04 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,905 0 owned after | $33.80 exercise price | 2010-11-08 | |
| 2010-11-04 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,380 0 owned after | $33.80 exercise price | 2010-11-08 | |
| 2010-11-04 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −354 0 owned after | $33.80 exercise price | 2010-11-08 | |
| 2010-11-04 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −156 0 owned after | $33.80 exercise price | 2010-11-08 | |
| 2010-09-15 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,373 144,748 owned after | $35.60 exercise price | 2010-09-17 | |
| 2010-08-09 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,950 9,953 owned after | $35.60 exercise price | 2010-08-11 | |
| 2010-06-15 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,372 192,121 owned after | $35.60 exercise price | 2010-06-16 | |
| 2010-06-04 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,654 125,092 owned after | $35.60 exercise price | 2010-06-08 | |
| 2010-06-04 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,750 166,279 owned after | $23.48 exercise price | 2010-06-08 | |
| 2010-06-04 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,869 0 owned after | $33.80 exercise price | 2010-06-08 | |
| 2010-06-04 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,724 0 owned after | $33.80 exercise price | 2010-06-08 | |
| 2010-06-04 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,461 0 owned after | $33.80 exercise price | 2010-06-08 | |
| 2010-06-04 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,542 0 owned after | $33.80 exercise price | 2010-06-08 | |
| 2010-05-27 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,692 3,901 owned after | $47.95 exercise price | 2010-06-01 | |
| 2010-05-27 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,504 85,513 owned after | $23.48 exercise price | 2010-06-01 | |
| 2010-05-03 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −953 0 owned after | $33.80 exercise price | 2010-05-05 | |
| 2010-05-03 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,905 0 owned after | $33.80 exercise price | 2010-05-05 | |
| 2010-05-03 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,920 0 owned after | $33.80 exercise price | 2010-05-05 | |
| 2010-05-03 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,391 0 owned after | $33.80 exercise price | 2010-05-05 | |
| 2010-04-26 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,676 0 owned after | $33.80 exercise price | 2010-04-27 | |
| 2010-03-24 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,429 0 owned after | $33.80 exercise price | 2010-03-25 | |
| 2010-03-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −432 0 owned after | $33.80 exercise price | 2010-03-15 | |
| 2010-03-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −381 0 owned after | $33.80 exercise price | 2010-03-15 | |
| 2010-03-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −291 0 owned after | $33.80 exercise price | 2010-03-15 | |
| 2010-03-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,298 0 owned after | $33.80 exercise price | 2010-03-15 | |
| 2010-03-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,025 0 owned after | $33.80 exercise price | 2010-03-15 | |
| 2010-03-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,825 15,826 owned after | $35.60 exercise price | 2010-03-15 | |
| 2010-03-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,387 31,166 owned after | $23.48 exercise price | 2010-03-15 | |
| 2010-03-10 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,082 22,166 owned after | $35.60 exercise price | 2010-03-12 | |
| 2010-03-10 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,549 43,647 owned after | $23.48 exercise price | 2010-03-12 | |
| 2010-03-10 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,007 0 owned after | $33.80 exercise price | 2010-03-12 | |
| 2010-03-04 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,649 19,301 owned after | $35.60 exercise price | 2010-03-05 | |
| 2010-02-26 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 239,493 owned after | $35.60 exercise price | 2010-03-02 | |
| 2010-02-22 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,314 18,944 owned after | $23.48 exercise price | 2010-02-23 | |
| 2010-02-18 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,649 28,950 owned after | $35.60 exercise price | 2010-02-22 | |
| 2010-02-18 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,668 38,006 owned after | $23.48 exercise price | 2010-02-22 | |
| 2010-02-18 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −494 0 owned after | $33.80 exercise price | 2010-02-22 | |
| 2010-02-17 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,935 41,807 owned after | $23.48 exercise price | 2010-02-18 | |
| 2010-02-16 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 48,196 owned after | $23.48 exercise price | 2010-02-17 | |
| 2010-02-12 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,621 42,621 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,563 26,563 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,345 160,345 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | MacKinnon Gail Officer (EVP & Chief Gov. Rel. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,311 39,311 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +387,932 387,932 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,996 42,996 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,794 188,794 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,311 54,311 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,173 35,173 owned after | $45.15 exercise price | 2010-02-17 | |
| 2010-02-12 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,311 54,311 owned after | $45.15 exercise price | 2010-02-17 |