TIGERLOGIC CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows, 68 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-18: Reporting owner Singer Eric; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-18: Reporting owner Ballinger Douglas G.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-18: Reporting owner Barrett Philip Dean; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-18: Reporting owner HARVEY NANCY M; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-18 | Singer Eric Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2015-09-22 | |
| 2015-09-18 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2015-09-22 | |
| 2015-09-18 | Barrett Philip Dean Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2015-09-22 | |
| 2015-09-18 | HARVEY NANCY M Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2015-09-22 | |
| 2015-09-18 | CHEW GERALD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.00 exercise price | 2015-09-22 | |
| 2015-03-16 | ROWE ROGER D Officer (Acting CEO and CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.44 exercise price | 2015-03-16 | |
| 2015-03-13 | Singer Eric Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.45 exercise price | 2015-03-16 | |
| 2015-03-13 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.45 exercise price | 2015-03-16 | |
| 2015-03-13 | Barrett Philip Dean Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.45 exercise price | 2015-03-16 | |
| 2015-03-13 | HARVEY NANCY M Director | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.45 exercise price | 2015-03-16 | |
| 2015-03-13 | CHEW GERALD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.45 exercise price | 2015-03-16 | |
| 2015-01-23 | Singer Eric Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.36 exercise price | 2015-01-26 | |
| 2015-01-12 | ROWE ROGER D Officer (CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.42 exercise price | 2015-01-13 | |
| 2014-11-19 | CHEW GERALD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.75 exercise price | 2014-12-05 | |
| 2014-11-19 | HARVEY NANCY M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.75 exercise price | 2014-12-05 | |
| 2014-11-19 | MARSHALL DOUGLAS G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.75 exercise price | 2014-12-05 | |
| 2014-11-19 | Barrett Philip Dean Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.75 exercise price | 2014-12-05 | |
| 2014-11-19 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.75 exercise price | 2014-12-05 | |
| 2014-09-10 holding as of filing | Timchuk Bradley N Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.35 exercise price | 2014-09-10 | ||
| 2014-09-08 | Garrity Justin Trevor Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.91 exercise price | 2014-09-10 | |
| 2014-09-08 | Timchuk Bradley N Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.91 exercise price | 2014-09-10 | |
| 2014-02-28 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2014-03-03 | |
| 2014-02-28 | Barrett Philip Dean Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2014-03-03 | |
| 2014-02-28 | MARSHALL DOUGLAS G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2014-03-03 | |
| 2014-02-28 | HARVEY NANCY M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2014-03-03 | |
| 2014-02-28 | CHEW GERALD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.70 exercise price | 2014-03-03 | |
| 2013-12-13 | Garrity Justin Trevor Officer (SVP Product & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.74 exercise price | 2013-12-16 | |
| 2013-08-08 holding as of filing | Garrity Justin Trevor Officer (SVP Product & Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $0.70 exercise price | 2013-08-08 | ||
| 2013-08-08 holding as of filing | Garrity Justin Trevor Officer (SVP Product & Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.99 exercise price | 2013-08-08 | ||
| 2013-08-06 | Garrity Justin Trevor Officer (SVP Product & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.73 exercise price | 2013-08-08 | |
| 2013-04-01 | Lim Thomas Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.92 exercise price | 2013-04-03 | |
| 2013-04-01 | BRAMLEY JOHN Officer (VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.92 exercise price | 2013-04-03 | |
| 2013-03-01 | Barrett Philip Dean Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.85 exercise price | 2013-03-01 | |
| 2013-03-01 | MARSHALL DOUGLAS G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.85 exercise price | 2013-03-01 | |
| 2013-03-01 | HARVEY NANCY M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.85 exercise price | 2013-03-01 | |
| 2013-03-01 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.85 exercise price | 2013-03-01 | |
| 2013-01-17 | McDermott James Nicholas Officer (SVP, Mobile and Social) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +430,857 430,857 owned after | $0.70 exercise price | 2013-04-03 | |
| 2013-01-17 | McDermott James Nicholas Officer (SVP, Mobile and Social) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +429,890 429,890 owned after | $0.70 exercise price | 2013-01-22 | |
| 2012-05-01 | BRAMLEY JOHN Other (VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.20 exercise price | 2012-05-03 | |
| 2012-05-01 | Lim Thomas Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.20 exercise price | 2012-05-03 | |
| 2012-02-24 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.35 exercise price | 2012-02-24 | |
| 2012-02-24 | MARSHALL DOUGLAS G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.35 exercise price | 2012-02-24 | |
| 2012-02-24 | HARVEY NANCY M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.35 exercise price | 2012-02-24 | |
| 2012-01-17 holding as of filing | Torng Cliff Officer (VP Marketing) | 3/A | Stock Option (Right to Buy) Derivative · Direct | Holding | $4.10 exercise price | 2012-01-17 | ||
| 2011-09-01 | HARVEY NANCY M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.87 exercise price | 2011-09-02 | |
| 2011-09-01 | HARVEY NANCY M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.87 exercise price | 2011-09-02 | |
| 2011-06-14 | Torng Cliff Officer (VP Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $4.39 exercise price | 2011-06-16 | |
| 2011-04-11 | BRAMLEY JOHN Other (VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.23 exercise price | 2011-04-13 | |
| 2011-04-11 | Lim Thomas Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.23 exercise price | 2011-04-13 | |
| 2011-02-25 | MARSHALL DOUGLAS G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.66 | 2011-03-04 | |
| 2011-02-25 | CHEW GERALD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.66 | 2011-03-04 | |
| 2011-02-25 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.66 | 2011-03-04 | |
| 2009-09-29 | Lim Thomas Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.50 | 2009-10-01 | |
| 2009-09-29 | Ballinger Douglas G. Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.50 | 2009-10-01 | |
| 2009-08-06 | MARSHALL DOUGLAS G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.50 | 2009-08-07 | |
| 2009-08-06 | CHEW GERALD F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.50 | 2009-08-07 | |
| 2009-06-04 | Barrett Philip Dean Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.75 | 2009-06-04 | |
| 2008-04-23 holding as of filing | Wong Jeffrey Lawrence Officer (VP Marketing) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.36 exercise price | 2008-04-23 | ||
| 2007-06-21 holding as of filing | Albo Robert Wendell Officer (VP Business Solutions) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.49 exercise price | 2007-06-21 | ||
| 2007-06-12 | Lim Thomas Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 250,000 owned after | $2.70 | 2007-06-15 | |
| 2007-06-06 holding as of filing | BRAMLEY JOHN Officer (VP, Product Development) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $4.81 exercise price | 2007-06-06 | ||
| 2007-06-06 holding as of filing | BRAMLEY JOHN Officer (VP, Product Development) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $5.39 exercise price | 2007-06-06 | ||
| 2007-06-06 holding as of filing | BRAMLEY JOHN Officer (VP, Product Development) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.08 exercise price | 2007-06-06 | ||
| 2007-06-06 holding as of filing | BRAMLEY JOHN Officer (VP, Product Development) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.53 exercise price | 2007-06-06 | ||
| 2006-05-30 | Lim Thomas Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.25 exercise price | 2006-06-05 | |
| 2006-05-10 | BAAB CARLTON H Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 1,450,000 owned after | $3.50 exercise price | 2006-05-12 | |
| 2006-05-10 | CHEW GERALD F Director | 4 | Common Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 136,825 owned after | $3.50 exercise price | 2006-05-12 | |
| 2006-05-10 | MARSHALL DOUGLAS G Director | 4 | Common Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 136,825 owned after | $3.50 exercise price | 2006-05-12 |