TIGERLOGIC CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-05: Reporting owner KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P; Form 4; Security 5% Convertible Subordinated Note due 2008; Transaction C Conversion of derivative security.
- 2007-10-01: Reporting owner ASTORIA CAPITAL PARTNERS L P | KOE RICHARD W; Form 4; Security 5% Convertible Subordinated Note due 2008; Transaction J Other acquisition or disposition (describe transaction).
- 2007-07-02: Reporting owner KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P; Form 4; Security 5% Convertible Subordinated Note due 2008; Transaction J Other acquisition or disposition (describe transaction).
- 2007-04-01: Reporting owner ASTORIA CAPITAL PARTNERS L P | KOE RICHARD W; Form 4; Security 5% Convertible Subordinated Note due 2008; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-05 | KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P Director, 10% Owner | 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By: Astoria Capital Partners, L.P. | C Conversion of derivative security | $5.00 exercise price | 2007-10-09 | ||
| 2007-10-01 | ASTORIA CAPITAL PARTNERS L P | KOE RICHARD W 10% Owner | Director, 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $285,230.00 | 2007-10-02 | ||
| 2007-07-02 | KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P Director, 10% Owner | 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $278,655.00 | 2007-07-06 | ||
| 2007-04-01 | ASTORIA CAPITAL PARTNERS L P | KOE RICHARD W 10% Owner | Director, 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $272,238.00 | 2007-04-03 | ||
| 2007-01-01 | ASTORIA CAPITAL PARTNERS L P | KOE RICHARD W 10% Owner | Director, 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $274,825.00 | 2007-01-10 | ||
| 2006-10-01 | KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P Director, 10% Owner | 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $271,405.00 | 2006-10-12 | ||
| 2006-07-01 | KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P Director, 10% Owner | 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $265,150.00 | 2006-07-05 | ||
| 2006-04-04 | KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P Director, 10% Owner | 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $259,040.00 | 2006-04-06 | ||
| 2006-01-04 | KOE RICHARD W | ASTORIA CAPITAL PARTNERS L P Director, 10% Owner | 10% Owner | 4 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · By Astoria Capital Partners, L.P. | J Other acquisition or disposition (describe transaction) | $261,505.00 | 2006-01-06 | ||
| 2006-01-01 | BAAB CARLTON H Director, Officer (President and CEO) | 5 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · Held by ACP | J Other acquisition or disposition (describe transaction) | +261,505 | $5.00 exercise price | 2006-05-15 | |
| 2005-10-06 | BAAB CARLTON H Director, Officer (President and CEO) | 5 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · Held by ACP | J Other acquisition or disposition (describe transaction) | +280,050 | $5.00 exercise price | 2006-05-15 | |
| 2005-07-01 | BAAB CARLTON H Director, Officer (President and CEO) | 5 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · Held by ACP | J Other acquisition or disposition (describe transaction) | +273,595 | $5.00 exercise price | 2006-05-15 | |
| 2005-04-01 | BAAB CARLTON H Director, Officer (President and CEO) | 5 | 5% Convertible Subordinated Note due 2008 Derivative · Indirect · Held by ACP | J Other acquisition or disposition (describe transaction) | +267,305 | $5.00 exercise price | 2006-05-15 |