THERMOENERGY CORP Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2012-12-20: Form 8-K; Period of report 2012-12-17; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2012-12-20: Form 8-K; Period of report 2012-12-10; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2012-12-06: Form 8-K; Period of report 2012-11-30; Description 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; Details 2.03.
- 2012-11-14: Form 8-K; Period of report 2012-11-13; Description 1.02 Termination of a Material Definitive Agreement; Details 1.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2012-12-20 | 8-K | 2012-12-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 17, 2012, the employment of Teodor Klowan, Jr., our Executive Vice President and Chief Financial Officer, was terminated in accordance with his Executive Employment Agreement dated November 2, 2009. | v330674_8k.htm |
| 2012-12-20 | 8-K | 2012-12-10 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On December 10, 2012, we entered into an Executive Employment with James F. Wood, pursuant to which Mr. Wood was appointed, effective as of January 2, 2013, as our President and Chief Executive Officer. | v330594_8k.htm |
| 2012-12-06 | 8-K | 2012-11-30 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 The Loans were made in anticipation of our designation, offer and issuance of a new series of Preferred Stock to be designated as Series C Convertible Preferred Stock (the “Series C Stock”) which will have rights, including liquidation rights, senior to the rights of the Series B Stock. | v329832_8k.htm |
| 2012-11-14 | 8-K | 2012-11-13 | 1.02 Termination of a Material Definitive Agreement | 1.02 On November 13, 2012, we were notified by the New York City Department of Environmental Protection (the “DEP”) that Contract PO-98B between us and the City of New York, dated May 11, 2010, relating to the 26th Ward waste water pollution control plant (the “Contract”) has been terminated effective November 29, 2012. | v328418_8k.htm |
| 2012-10-11 | 8-K | 2012-10-04 | 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 2.03 On October 4, 2012, we and our subsidiaries, CASTion Corporation and ThermoEnergy Power Systems, LLC, entered into a Loan Agreement (the “Loan Agreement”) with C13 Thermo LLC (the “Lender”) pursuant to which the Lender established a credit facility allowing us to borrow up to $700,000 (the “Credit Facility”) to finance the fabrication and testing of an Ammonia Reduction Process system utilizing our proprietary technology (the “Project”). | v325526_8k.htm |
| 2012-09-10 | 8-K | 2012-09-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 4, 2012, our Board of Directors appointed Gregory M. Landegger as our Vice President and Chief Operating Officer. | v323393_8k.htm |
| 2012-08-15 | 8-K | 2012-08-09 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 -- Entry into a Material Definitive Agreement. 3.02 — Unregistered Sales of Equity Securities. | v321339_8k.htm |
| 2012-08-15 | 8-K/A | 2012-07-11 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 — Entry into a Material Definitive Agreement. 3.02 — Unregistered Sales of Equity Securities. | v321335_8ka.htm |
| 2012-07-17 | 8-K | 2012-07-11 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 — Entry into a Material Definitive Agreement. 3.02 — Unregistered Sales of Equity Securities. | v318733_8k.htm |
| 2012-06-26 | 8-K | 2012-06-20 | 1.01 Entry into a Material Definitive Agreement | 1.01 On June 20, 2012, we, entered into an Agreement with Itea S.p.A. (“Itea”) for the development of pressurized oxy-combustion in North America (the “Agreement”). | v316774_8k.htm |
| 2012-05-21 | 8-K | 2012-05-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 15, 2012, Joseph P. Bartlett was elected as a director to fill the vacancy on our Board of Directors created by the death of David Anthony to complete a term expiring on the date of our 2012 Annual Meeting of Stockholders. | v314097_8k.htm |
| 2012-04-17 | 8-K | 2012-04-17 | 2.02 Results of Operations and Financial Condition | 2.02 On April 17, 2012, we issued a press release announcing our unaudited financial results as of, and for the three and twelve months ended, December 31, 2011. | v309632_8k.htm |
| 2012-04-13 | 8-K | 2012-04-12 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review | 4.02 (a) Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review. | v309223_8k.htm |
| 2012-03-08 | 8-K | 2012-03-02 | 1.02 Termination of a Material Definitive Agreement | 1.02 On March 2, 2012, we, our subsidiary, ThermoEnergy Power Systems, LLC (“TEPS”), Babcock Power, Inc. (“Babcock”), and Babcock Power Development, LLC (“BPD”), a subsidiary of Babcock, entered into a Dissolution Agreement (the “Dissolution Agreement”) for the purpose of terminating the Limited Liability Company Agreement dated as of February 25, 2009 (as amended on April 12, 2011, the “LLC Agreement”) of Babcock-Thermo Clean Combustion LLC (“BTCC”) and dissolving BTCC, the joint venture which we and Babcock had organized for the purpose of developing and commercializing our proprietary pressurized oxy-fuel combustion technology. | v304996_8k.htm |
| 2012-01-19 | 8-K | 2012-01-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On January 14, 2012, the incumbent members of our Board of Directors who serve as Series B Directors (as such term is defined in the Description of Series B Convertible Preferred Stock set forth in our Certificate of Incorporation, as amended) elected Dr. Dileep Agnihotri to fill a vacancy on our Board of Directors in a seat designated as a Series B Directorship. | v245607_8k.htm |
| 2012-01-11 | 8-K | 2012-01-10 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 -- Entry into a Material Definitive Agreement. 3.02 — Unregistered Sales of Equity Securities. | v245230_8k.htm |
| 2012-01-04 | 8-K | 2011-12-30 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities | 1.01 — Entry into a Material Definitive Agreement. 3.02 — Unregistered Sales of Equity Securities. | v244454_8k.htm |