THERMOENERGY CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-07-26: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-07-11; Total offering amount $9,562,500.
- 2010-08-13: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-11-19; Total offering amount $20,280,000.
- 2009-12-04: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2009-11-19; Total offering amount $10,280,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-07-26 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2012-07-11 | $9,562,500 | $1,731,625 | $7,830,875 | 26 |
| 2010-08-13 D/A | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-11-19 | $20,280,000 | $13,980,005 | $6,299,995 | 13 |
| 2009-12-04 | Rule 506 | Equity; OptionToAcquire; SecurityToBeAcquired | 2009-11-19 | $10,280,000 | $7,080,000 | $3,200,000 | 8 |