TENGION INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-08: Reporting owner MEDTRONIC INC; Form 4; Security Common Stock Warrant (right to buy); Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2013-01-08: Reporting owner MEDTRONIC INC; Form 4; Security Common Stock Warrant (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-02: Reporting owner Gunterberg Jacob | Forsberg Anki | Dalsgaard Carl-Johan | HealthCap IV GP SA | Christenson Johan | Odlander Bjorn | Steiner Eugen | OFCO Club IV; Form 4; Security Common Stock Warrant (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-10-02: Reporting owner Gunterberg Jacob | Forsberg Anki | Dalsgaard Carl-Johan | HealthCap IV GP SA | Christenson Johan | Odlander Bjorn | Steiner Eugen | OFCO Club IV; Form 4; Security Common Stock Warrant (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-08 | MEDTRONIC INC 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −185,513 0 owned after | $28.80 exercise price | 2013-01-10 | |
| 2013-01-08 | MEDTRONIC INC 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,857,068 4,857,068 owned after | $1.10 exercise price | 2013-01-10 | |
| 2012-10-02 | Gunterberg Jacob | Forsberg Anki | Dalsgaard Carl-Johan | HealthCap IV GP SA | Christenson Johan | Odlander Bjorn | Steiner Eugen | OFCO Club IV 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,172,310 1,172,310 owned after | $0.75 exercise price | 2012-10-04 | |
| 2012-10-02 | Gunterberg Jacob | Forsberg Anki | Dalsgaard Carl-Johan | HealthCap IV GP SA | Christenson Johan | Odlander Bjorn | Steiner Eugen | OFCO Club IV 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +85,532 85,532 owned after | $0.75 exercise price | 2012-10-04 | |
| 2012-10-02 | Gunterberg Jacob | Forsberg Anki | Dalsgaard Carl-Johan | HealthCap IV GP SA | Christenson Johan | Odlander Bjorn | Steiner Eugen | OFCO Club IV 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +847,089 847,089 owned after | $0.75 exercise price | 2012-10-04 | |
| 2012-10-02 | Gunterberg Jacob | Forsberg Anki | Dalsgaard Carl-Johan | HealthCap IV GP SA | Christenson Johan | Odlander Bjorn | Steiner Eugen | OFCO Club IV 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +32,055 32,055 owned after | $0.75 exercise price | 2012-10-04 | |
| 2012-10-02 | HealthCap IV GP AB, L.L.C. | HealthCap IV GP SA | Lindstrand Staffan | Fredrikson Peder | HEALTHCAP IV LP | HEALTHCAP IV BIS LP | Samuelsson Per | Eriksson Per-Olof | HealthCap IV, K.B. | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,172,310 1,172,310 owned after | $0.75 exercise price | 2012-10-04 | |
| 2012-10-02 | HealthCap IV GP AB, L.L.C. | HealthCap IV GP SA | Lindstrand Staffan | Fredrikson Peder | HEALTHCAP IV LP | HEALTHCAP IV BIS LP | Samuelsson Per | Eriksson Per-Olof | HealthCap IV, K.B. | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +85,532 85,532 owned after | $0.75 exercise price | 2012-10-04 | |
| 2012-10-02 | HealthCap IV GP AB, L.L.C. | HealthCap IV GP SA | Lindstrand Staffan | Fredrikson Peder | HEALTHCAP IV LP | HEALTHCAP IV BIS LP | Samuelsson Per | Eriksson Per-Olof | HealthCap IV, K.B. | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +847,089 847,089 owned after | $0.75 exercise price | 2012-10-04 | |
| 2012-10-02 | HealthCap IV GP AB, L.L.C. | HealthCap IV GP SA | Lindstrand Staffan | Fredrikson Peder | HEALTHCAP IV LP | HEALTHCAP IV BIS LP | Samuelsson Per | Eriksson Per-Olof | HealthCap IV, K.B. | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +32,055 32,055 owned after | $0.75 exercise price | 2012-10-04 | |
| 2011-04-13 holding as of filing | MEDTRONIC INC 10% Owner | 3 | Common Stock Warrant (right to buy) Derivative · Direct | Holding | $2.88 exercise price | 2011-04-13 | ||
| 2011-03-04 | Kuntz Richard Director | 4/A | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +0 0 owned after | $0.00 | 2011-04-22 | |
| 2011-03-04 | Kuntz Richard Director | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · (1) | P Open market or private purchase of non-derivative or derivative security | +1,855,125 1,855,125 owned after | $2.88 exercise price | 2011-04-18 | |
| 2011-03-04 | Christenson Johan | Dalsgaard Carl-Johan | Odlander Bjorn | HealthCap IV GP SA | OFCO Club IV | Forsberg Anki | Gunterberg Jacob | Steiner Eugen 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,356,916 1,356,916 owned after | $2.88 exercise price | 2011-03-08 | |
| 2011-03-04 | Christenson Johan | Dalsgaard Carl-Johan | Odlander Bjorn | HealthCap IV GP SA | OFCO Club IV | Forsberg Anki | Gunterberg Jacob | Steiner Eugen 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +99,002 99,002 owned after | $2.88 exercise price | 2011-03-08 | |
| 2011-03-04 | Christenson Johan | Dalsgaard Carl-Johan | Odlander Bjorn | HealthCap IV GP SA | OFCO Club IV | Forsberg Anki | Gunterberg Jacob | Steiner Eugen 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +980,480 980,480 owned after | $2.88 exercise price | 2011-03-08 | |
| 2011-03-04 | Christenson Johan | Dalsgaard Carl-Johan | Odlander Bjorn | HealthCap IV GP SA | OFCO Club IV | Forsberg Anki | Gunterberg Jacob | Steiner Eugen 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +37,102 37,102 owned after | $2.88 exercise price | 2011-03-08 | |
| 2011-03-04 | HEALTHCAP IV LP | HealthCap IV, K.B. | HEALTHCAP IV BIS LP | HealthCap IV GP SA | Samuelsson Per | Lindstrand Staffan | Fredrikson Peder | HealthCap IV GP AB, L.L.C. | Eriksson Per-Olof | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +1,356,916 1,356,916 owned after | $2.88 exercise price | 2011-03-08 | |
| 2011-03-04 | HEALTHCAP IV LP | HealthCap IV, K.B. | HEALTHCAP IV BIS LP | HealthCap IV GP SA | Samuelsson Per | Lindstrand Staffan | Fredrikson Peder | HealthCap IV GP AB, L.L.C. | Eriksson Per-Olof | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +99,002 99,002 owned after | $2.88 exercise price | 2011-03-08 | |
| 2011-03-04 | HEALTHCAP IV LP | HealthCap IV, K.B. | HEALTHCAP IV BIS LP | HealthCap IV GP SA | Samuelsson Per | Lindstrand Staffan | Fredrikson Peder | HealthCap IV GP AB, L.L.C. | Eriksson Per-Olof | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +980,480 980,480 owned after | $2.88 exercise price | 2011-03-08 | |
| 2011-03-04 | HEALTHCAP IV LP | HealthCap IV, K.B. | HEALTHCAP IV BIS LP | HealthCap IV GP SA | Samuelsson Per | Lindstrand Staffan | Fredrikson Peder | HealthCap IV GP AB, L.L.C. | Eriksson Per-Olof | Odlander, Fredrikson & Co. AB 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +37,102 37,102 owned after | $2.88 exercise price | 2011-03-08 |