TENGION INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-08-07: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2013-06-28; Total offering amount $74,304,002.
- 2012-10-10: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-10-02; Total offering amount $15,005,251.
- 2012-09-21: Federal exemption Rule 506; Types of securities offered Debt; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2012-09-07; Total offering amount $1,000,000.
- 2011-03-16: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; Date of first sale 2011-03-01; Total offering amount $31,354,278.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-08-07 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2013-06-28 | $74,304,002 | $74,304,002 | $0 | 22 |
| 2012-10-10 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-10-02 | $15,005,251 | $15,005,251 | $0 | 15 |
| 2012-09-21 | Rule 506 | Debt; OptionToAcquire; SecurityToBeAcquired | 2012-09-07 | $1,000,000 | $1,000,000 | $0 | 9 |
| 2011-03-16 | Rule 506 | Equity; OptionToAcquire | 2011-03-01 | $31,354,278 | $31,354,278 | $0 | 43 |