TALLGRASS ENERGY, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-20: Reporting owner Jones Christopher R.; Form 4; Security Units in Tallgrass Equity, LLC; Transaction Holding.
- 2019-10-01: Reporting owner Prairie VCOC Acquiror LP | Prairie ECI Acquiror LP | BIA GP L.L.C. | Blackstone Infrastructure Associates L.P. | BIA GP L.P.; Form 4; Security TE units; Transaction J Other acquisition or disposition (describe transaction).
- 2019-10-01: Reporting owner Prairie VCOC Acquiror LP | Prairie ECI Acquiror LP | BIA GP L.L.C. | Blackstone Infrastructure Associates L.P. | BIA GP L.P.; Form 4; Security TE units; Transaction J Other acquisition or disposition (describe transaction).
- 2019-10-01: Reporting owner Blackstone Holdings III GP L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Group Management L.L.C. | Blackstone Group Inc | SCHWARZMAN STEPHEN A; Form 4; Security TE units; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-20 holding as of filing | Jones Christopher R. Officer (See Remarks) | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See footnote | Holding | 103,983 owned after | no price filed | 2019-12-20 | |
| 2019-10-01 | Prairie VCOC Acquiror LP | Prairie ECI Acquiror LP | BIA GP L.L.C. | Blackstone Infrastructure Associates L.P. | BIA GP L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | TE units Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −5,575,045 92,778,793 owned after | no price filed | 2019-10-03 | |
| 2019-10-01 | Prairie VCOC Acquiror LP | Prairie ECI Acquiror LP | BIA GP L.L.C. | Blackstone Infrastructure Associates L.P. | BIA GP L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | TE units Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +5,575,045 7,876,328 owned after | no price filed | 2019-10-03 | |
| 2019-10-01 | Blackstone Holdings III GP L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Group Management L.L.C. | Blackstone Group Inc | SCHWARZMAN STEPHEN A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | TE units Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −5,575,045 92,778,793 owned after | no price filed | 2019-10-03 | |
| 2019-10-01 | Blackstone Holdings III GP L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Group Management L.L.C. | Blackstone Group Inc | SCHWARZMAN STEPHEN A 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | TE units Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | +5,575,045 7,876,328 owned after | no price filed | 2019-10-03 | |
| 2019-07-30 | Blackstone Group Management L.L.C. | Blackstone Holdings III GP L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Infrastructure Associates L.P. | Blackstone Group Inc | SCHWARZMAN STEPHEN A | Prairie VCOC Acquiror LP | BIA GP L.P. | BIA GP L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | TE units Derivative · Indirect · See Footnotes | C Conversion of derivative security | −4,158,257 98,353,838 owned after | no price filed | 2019-08-01 | |
| 2019-07-30 | Blackstone Group Management L.L.C. | Blackstone Holdings III GP L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III L.P. | Blackstone Infrastructure Associates L.P. | Blackstone Group Inc | SCHWARZMAN STEPHEN A | Prairie VCOC Acquiror LP | BIA GP L.P. | BIA GP L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | TE units Derivative · Indirect · See Footnotes | C Conversion of derivative security | −150,439 2,301,283 owned after | no price filed | 2019-08-01 | |
| 2019-07-30 | Prairie ECI Acquiror LP 10% Owner | 4 | TE units Derivative · Direct · (m) | C Conversion of derivative security | +150,439 98,353,838 owned after | no price filed | 2019-08-01 | |
| 2019-07-30 | Enagas Internacional, S.L.U. | Enagas U.S.A. LLC | Enagas, S.A. | Enagas Holding USA, S.L.U. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | TE Units Derivative · Indirect · See Footnotes | C Conversion of derivative security | +4,308,696 100,655,121 owned after | no price filed | 2019-07-30 | |
| 2019-06-13 holding as of filing | Enagas, S.A. | Enagas Holding USA, S.L.U. | Enagas U.S.A. LLC | Enagas Internacional, S.L.U. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | TE Units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-06-13 | ||
| 2019-06-12 holding as of filing | Blackstone Infrastructure Associates L.P. | BIA GP L.P. | Prairie ECI Acquiror LP | Prairie Non-ECI Acquiror LP | BIP Holdings Manager L.L.C. | BIA GP L.L.C. | Prairie VCOC Acquiror LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-06-12 | ||
| 2019-06-12 holding as of filing | Blackstone Infrastructure Associates L.P. | BIA GP L.P. | Prairie ECI Acquiror LP | Prairie Non-ECI Acquiror LP | BIP Holdings Manager L.L.C. | BIA GP L.L.C. | Prairie VCOC Acquiror LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-06-12 | ||
| 2019-06-12 holding as of filing | Blackstone Group L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III GP L.P. | SCHWARZMAN STEPHEN A | Blackstone Group Management L.L.C. | Blackstone Holdings III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-06-12 | ||
| 2019-06-12 holding as of filing | Blackstone Group L.P. | Blackstone Holdings III GP Management L.L.C. | Blackstone Holdings III GP L.P. | SCHWARZMAN STEPHEN A | Blackstone Group Management L.L.C. | Blackstone Holdings III L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-06-12 | ||
| 2019-03-29 holding as of filing | Jones Christopher R. Officer (See Remarks) | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See footnote | Holding | 103,983 owned after | no price filed | 2019-03-29 | |
| 2019-03-29 holding as of filing | Brauchle Gary J Officer (See Remarks) | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See footnote | Holding | 545,909 owned after | no price filed | 2019-03-29 | |
| 2019-03-18 holding as of filing | Enagas, S.A. | Enagas Holding USA, S.L.U. | Enagas U.S.A. LLC | Enagas Internacional, S.L.U. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | TE Units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-03-18 | ||
| 2019-03-18 holding as of filing | Blackstone Group L.P. | Blackstone Holdings III GP L.P. | Blackstone Group Management L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings III L.P. | Blackstone Holdings III GP Management L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-03-18 | ||
| 2019-03-18 holding as of filing | Blackstone Group L.P. | Blackstone Holdings III GP L.P. | Blackstone Group Management L.L.C. | SCHWARZMAN STEPHEN A | Blackstone Holdings III L.P. | Blackstone Holdings III GP Management L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-03-18 | ||
| 2019-03-18 holding as of filing | BIP Holdings Manager L.L.C. | Blackstone Infrastructure Associates L.P. | BIA GP L.P. | BIA GP L.L.C. | Prairie VCOC Acquiror LP | Prairie ECI Acquiror LP | Prairie Non-ECI Acquiror LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-03-18 | ||
| 2019-03-18 holding as of filing | BIP Holdings Manager L.L.C. | Blackstone Infrastructure Associates L.P. | BIA GP L.P. | BIA GP L.L.C. | Prairie VCOC Acquiror LP | Prairie ECI Acquiror LP | Prairie Non-ECI Acquiror LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | TE units Derivative · Indirect · See Footnotes | Holding | no price filed | 2019-03-18 | ||
| 2019-03-11 | Tallgrass Holdings, LLC 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Direct | J Other acquisition or disposition (describe transaction) | −21,751,018 24,635,214 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Tallgrass Holdings, LLC 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −24,635,214 0 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | RAYMOND JOHN T Director, 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −21,751,018 24,635,214 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | RAYMOND JOHN T Director, 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See footnotes | S Open market or private sale of non-derivative or derivative security | −24,635,214 0 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Brauchle Gary J Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −545,909 1,637,727 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Brauchle Gary J Officer (See Remarks) | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | +545,909 545,909 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Brauchle Gary J Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1,637,727 0 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Jones Christopher R. Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −103,983 207,965 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Jones Christopher R. Officer (See Remarks) | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +103,983 103,983 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Jones Christopher R. Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −207,965 0 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | MOLER WILLIAM R. Director, Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −1,403,765 0 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | DEHAEMERS DAVID G JR Director, Officer (See Remarks), 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See Footnotes | J Other acquisition or disposition (describe transaction) | −1,481,754 28,216,109 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | DEHAEMERS DAVID G JR Director, Officer (See Remarks), 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · See Footnotes | S Open market or private sale of non-derivative or derivative security | −28,216,109 0 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Tallgrass KC, LLC 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,481,754 27,934,938 owned after | no price filed | 2019-03-13 | |
| 2019-03-11 | Tallgrass KC, LLC 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −27,934,938 0 owned after | no price filed | 2019-03-13 | |
| 2019-02-01 holding as of filing | Jones Christopher R. Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Direct | Holding | 311,948 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 holding as of filing | Brauchle Gary J Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Indirect · See Footnote. | Holding | 2,183,636 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 holding as of filing | MOLER WILLIAM R. Director, Officer (See Remarks) | 4 | TEGP Tracking Units in Tallgrass KC, LLC Derivative · Indirect · See Footnote. | Holding | 1,403,765 owned after | no price filed | 2019-02-01 |