TALLGRASS ENERGY, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-22: Reporting owner RAYMOND JOHN T; Form 4; Security Units of Tallgrass Equity, LLC; Transaction J Other acquisition or disposition (describe transaction).
- 2016-11-22: Reporting owner Tallgrass Holdings, LLC; Form 4; Security Units of Tallgrass Equity, LLC; Transaction J Other acquisition or disposition (describe transaction).
- 2016-11-22: Reporting owner Dutton Stephen C. | Edgerton Matthew S.; Form 4; Security Units in Tallgrass Equity, LLC; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-11-22: Reporting owner OSBORNE STANLEY DE J | Alexander Anna Lynn | Loverro Frank J | Matlin Howard A. | Collins Christopher L | Moore Church M | Mannix Henry III | Kim John K | BERNEY PHILIP E | Connors James J II; Form 4; Security Units in Tallgrass Equity, LLC; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-22 | RAYMOND JOHN T Director, 10% Owner | 4 | Units of Tallgrass Equity, LLC Derivative · Indirect · See footnote | J Other acquisition or disposition (describe transaction) | −5,175,000 35,889,165 owned after | $0.00 | 2016-11-25 | |
| 2016-11-22 | Tallgrass Holdings, LLC 10% Owner | 4 | Units of Tallgrass Equity, LLC Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,175,000 35,889,165 owned after | $0.00 | 2016-11-25 | |
| 2016-11-22 | Dutton Stephen C. | Edgerton Matthew S. 10% Owner | 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · By partnership | X Exercise of in-the-money or at-the-money derivative security | −5,058,497 35,081,202 owned after | $21.85 | 2016-11-23 | |
| 2016-11-22 | OSBORNE STANLEY DE J | Alexander Anna Lynn | Loverro Frank J | Matlin Howard A. | Collins Christopher L | Moore Church M | Mannix Henry III | Kim John K | BERNEY PHILIP E | Connors James J II Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · By partnership | X Exercise of in-the-money or at-the-money derivative security | −5,058,497 35,081,202 owned after | $21.85 | 2016-11-23 | |
| 2016-11-22 | WALL THOMAS R IV | BYNUM FRANK K | Kelso GP VIII, LLC | NICKELL FRANK T | KEP VI AIV (Rubicon), LLC | WAHRHAFTIG DAVID I | GOLDBERG MICHAEL B | KIA VIII (Rubicon) GP, L.P. | MATELICH GEORGE E | KIA VIII (Rubicon), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Units in Tallgrass Equity, LLC Derivative · Indirect · By partnership | X Exercise of in-the-money or at-the-money derivative security | −5,058,497 35,081,202 owned after | $21.85 | 2016-11-23 | |
| 2016-03-21 holding as of filing | Dutton Stephen C. | Edgerton Matthew S. 10% Owner | 10% Owner | 3 | Units in Tallgrass Equity, LLC Derivative · Indirect · By partnership | Holding | no price filed | 2016-03-21 |