SYNOVUS FINANCIAL CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-30: Reporting owner BUTLER STEPHEN T; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D; Transaction Holding.
- 2018-11-16: Reporting owner Gula Allen J; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D; Transaction Holding.
- 2018-11-14: Reporting owner TOMLINSON PHILIP W; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D; Transaction Holding.
- 2018-11-14: Reporting owner BUTLER STEPHEN T; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-30 holding as of filing | BUTLER STEPHEN T Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-11-30 | |
| 2018-11-16 holding as of filing | Gula Allen J Officer (EVP & Chief Operations Officer) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2018-11-16 | |
| 2018-11-14 holding as of filing | TOMLINSON PHILIP W Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 10,000 owned after | no price filed | 2018-11-14 | |
| 2018-11-14 holding as of filing | BUTLER STEPHEN T Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-11-14 | |
| 2018-11-14 holding as of filing | BENTSEN TIM E Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2018-11-14 | |
| 2018-11-14 holding as of filing | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2018-11-14 | |
| 2018-10-25 holding as of filing | Blair Kevin S. Officer (EVP & Chief Financial Officer) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2018-10-25 | |
| 2018-10-25 holding as of filing | BENTSEN TIM E Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2018-10-25 | |
| 2018-08-14 holding as of filing | TOMLINSON PHILIP W Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 10,000 owned after | no price filed | 2018-08-14 | |
| 2018-08-14 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 0 owned after | no price filed | 2018-08-14 | |
| 2018-08-14 holding as of filing | BUTLER STEPHEN T Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-08-14 | |
| 2018-08-14 holding as of filing | BENTSEN TIM E Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2018-08-14 | |
| 2018-08-14 holding as of filing | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2018-08-14 | |
| 2018-08-13 holding as of filing | Blair Kevin S. Officer (EVP & Chief Financial Officer) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2018-08-13 | |
| 2018-08-02 holding as of filing | Blair Kevin S. Officer (EVP & Chief Financial Officer) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2018-08-02 | |
| 2018-08-02 holding as of filing | Storey Barry L. Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct · (m) | Holding | 4,000 owned after | no price filed | 2018-08-02 | |
| 2018-08-02 holding as of filing | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2018-08-02 | |
| 2018-08-01 | Storey Barry L. Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 0 owned after | $25.00 | 2018-08-02 | |
| 2018-08-01 | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,000 0 owned after | $25.00 | 2018-08-02 | |
| 2018-08-01 | PROCHASKA JOSEPH J JR Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | $25.00 | 2018-08-02 | |
| 2018-08-01 | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,600 0 owned after | $25.00 | 2018-08-02 | |
| 2018-06-22 holding as of filing | Storey Barry L. Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 10,000 owned after | no price filed | 2018-06-22 | |
| 2018-06-22 holding as of filing | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 1,600 owned after | no price filed | 2018-06-22 | |
| 2018-06-21 | TOMLINSON PHILIP W Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | $25.00 | 2018-06-22 | |
| 2018-06-21 | Storey Barry L. Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2018-06-22 | |
| 2018-06-21 | HOLLADAY MARK G Officer (Exec.VP,Chief Risk Officer) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2018-06-22 | |
| 2018-06-21 | Gula Allen J Officer (EVP & Chief Operations Officer) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $25.00 | 2018-06-22 | |
| 2018-06-21 | BUTLER STEPHEN T Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $25.00 | 2018-06-22 | |
| 2018-06-21 | Blair Kevin S. Officer (EVP & Chief Financial Officer) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $25.00 | 2018-06-22 | |
| 2018-06-21 | BENTSEN TIM E Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,000 8,000 owned after | $25.00 | 2018-06-22 | |
| 2018-06-21 | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,000 4,000 owned after | $25.00 | 2018-06-22 | |
| 2018-05-14 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-05-14 | |
| 2018-05-14 holding as of filing | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 1,600 owned after | no price filed | 2018-05-14 | |
| 2018-04-30 holding as of filing | Storey Barry L. Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 10,000 owned after | no price filed | 2018-04-30 | |
| 2018-04-30 holding as of filing | PROCHASKA JOSEPH J JR Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 1,000 owned after | no price filed | 2018-04-30 | |
| 2018-04-30 holding as of filing | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 1,600 owned after | no price filed | 2018-04-30 | |
| 2018-03-08 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-03-08 | |
| 2018-03-06 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-03-06 | |
| 2018-02-22 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-02-22 | |
| 2018-02-14 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-02-14 | |
| 2018-02-13 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-02-13 | |
| 2018-02-12 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-02-12 | |
| 2018-01-29 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 2,000 owned after | no price filed | 2018-01-29 |