SYNOVUS FINANCIAL CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-13: Reporting owner GOODRICH T MICHAEL; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C; Transaction Holding.
- 2013-11-13: Reporting owner LAMPTON MASON H; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C; Transaction Holding.
- 2013-11-13: Reporting owner PURCELL J NEAL; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C; Transaction Holding.
- 2013-11-13: Reporting owner Stelling Kessel D; Form 4; Security Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 holding as of filing | GOODRICH T MICHAEL Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2013-11-13 | |
| 2013-11-13 holding as of filing | LAMPTON MASON H Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 7,500 owned after | no price filed | 2013-11-13 | |
| 2013-11-13 holding as of filing | PURCELL J NEAL Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 8,000 owned after | no price filed | 2013-11-13 | |
| 2013-11-13 holding as of filing | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 2,000 owned after | no price filed | 2013-11-13 | |
| 2013-11-13 holding as of filing | YANCEY JAMES D Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct · (m) | Holding | 16,000 owned after | no price filed | 2013-11-13 | |
| 2013-11-13 holding as of filing | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | Holding | 1,600 owned after | no price filed | 2013-11-13 | |
| 2013-08-05 | LAMPTON MASON H Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,500 7,500 owned after | $25.97 | 2013-08-05 | |
| 2013-07-25 | YANCEY JAMES D Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $25.00 | 2013-07-29 | |
| 2013-07-25 | Storey Barry L. Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $25.00 | 2013-07-29 | |
| 2013-07-25 | PURCELL J NEAL Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $25.00 | 2013-07-29 | |
| 2013-07-25 | PROCHASKA JOSEPH J JR Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $25.00 | 2013-07-29 | |
| 2013-07-25 | GOODRICH T MICHAEL Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $25.00 | 2013-07-29 | |
| 2013-07-25 | Allen Catherine A Director | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600 1,600 owned after | $25.00 | 2013-07-29 | |
| 2013-07-25 | Stelling Kessel D Director, Officer (Chairman, CEO, & President) | 4 | Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 2,000 owned after | $25.00 | 2013-07-29 |