Sutor Technology Group LTD Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-20: Reporting owner WANG ZHUO JASON; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2011-02-23: Reporting owner PASCALE GERARD; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-04-27: Reporting owner ZHOU NAIJIANG; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-04-27: Reporting owner CHEN LIFANG; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-20 holding as of filing | WANG ZHUO JASON Officer (CEO and President) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.71 exercise price | 2014-02-20 | ||
| 2011-02-23 | PASCALE GERARD Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.71 exercise price | 2011-02-24 | |
| 2010-04-27 | ZHOU NAIJIANG Officer (Vice President of Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.71 exercise price | 2010-05-05 | |
| 2010-04-27 | CHEN LIFANG Director, Officer (CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.71 exercise price | 2010-04-29 | |
| 2010-04-27 | JIANG YONGFEI Director, Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $2.71 exercise price | 2010-04-29 |