Sutor Technology Group LTD Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-02-12: Reporting owner CHEN LIFANG; Form 3; Security Series B Voting Convertible Preferred Stock; Transaction Holding.
- 2007-02-12: Reporting owner CHEN LIFANG; Form 3; Security Series B Voting Convertible Preferred Stock; Transaction Holding.
- 2007-02-12: Reporting owner GAO FENG; Form 3; Security Series B Voting Convertible Preferred Stock; Transaction Holding.
- 2007-02-12: Reporting owner GAO FENG; Form 3; Security Series B Voting Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-02-12 holding as of filing | CHEN LIFANG Director, 10% Owner | 3 | Series B Voting Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-02-12 | ||
| 2007-02-12 holding as of filing | CHEN LIFANG Director, 10% Owner | 3 | Series B Voting Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-02-12 | ||
| 2007-02-12 holding as of filing | GAO FENG 10% Owner | 3 | Series B Voting Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2007-02-12 | ||
| 2007-02-12 holding as of filing | GAO FENG 10% Owner | 3 | Series B Voting Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-02-12 | ||
| 2006-11-06 holding as of filing | Rosenberg Marat 10% Owner | 3 | Series A Voting Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2006-11-06 | ||
| 2006-11-06 holding as of filing | Diamond George L 10% Owner | 3 | Series A Voting Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2006-11-06 | ||
| 2006-11-06 holding as of filing | Brigante David F 10% Owner | 3 | Series A Voting Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2006-11-06 | ||
| 2006-11-06 holding as of filing | HALTER TIMOTHY P Director, Officer (CEO, President, CFO & COO), 10% Owner | 3 | Series A Voting Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2006-11-06 | ||
| 2006-11-06 holding as of filing | Halter Financial Investments GP LLC 10% Owner | 3 | Series A Voting Convertible Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2006-11-06 | ||
| 2006-11-06 holding as of filing | Halter Financial Investments LP 10% Owner | 3 | Series A Voting Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2006-11-06 |